10/24/2024 | Press release | Distributed by Public on 10/24/2024 14:05
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Date Exercisable and Expiration Date | 3. Title and Amount of Securities Underlying Derivative Security | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 6. Nature of Indirect Beneficial Ownership |
Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Deep Track Biotechnology Master Fund, Ltd. C/O WALKERS CORPORATE LIMITED, 190 ELGIN AVENUE GEORGE TOWN, E9KY1-9001 |
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Deep Track Capital, LP 200 GREENWICH AVE, 3RD FLOOR GREENWICH, CT06830 |
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KROIN DAVID 200 GREENWICH AVE, 3RD FLOOR GREENWICH, CT06830 |
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Deep Track Biotechnology Master Fund, Ltd. /s/ David Kroin, Director | 2024-10-24 |
**Signature of Reporting Person | Date |
/s/ Deep Track Capital, LP /s/ David Kroin, Managing Member of the General Partner of Deep Track Capital, LP | 2024-10-24 |
**Signature of Reporting Person | Date |
/s/ David Kroin | 2024-10-24 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In addition to Deep Track Biotechnology Master Fund, Ltd., a Cayman Islands exempted company ("DTBMF"), this Form 3 is being filed jointly by Deep Track Capital, LP, a Delaware limited partnership ("Deep Track LP"), and David Kroin, a citizen of the United States of America and the managing member of the general partner of Deep Track LP (together with DTBMF and Deep Track LP, the "Reporting Persons"). Each of the Reporting Persons may be deemed to have a pecuniary interest in the securities reported on this Form 3 (the "Subject Securities"). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. |
(2) | Each of the Reporting Persons may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) all of the Subject Securities. |