IOSCO - International Organization of Securities Commission

07/16/2024 | Press release | Distributed by Public on 07/17/2024 14:59

Investor Alert (National Debt Help Team)

Company: National Debt Help Team

Regulator: Financial Conduct Authority

Jurisdiction: United Kingdom

Date: 16 Jul 2024

Link:https://www.fca.org.uk/news/warnings/national-debt-help-team

Subject: Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)

Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements

Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)

Regarding markets, exchanges, and clearing and settlement entities

Regarding Emerging Digital Threats including ICOs and crypto-assets

Miscellaneous

Comments: No additional comments posted.