California Department of Financial Protection and Innovation
California Department of Financial Protection and Innovation
24/07/2024 | Press release | Archived content
Administrative Action (GPS Capital Management LLC)
GPS Capital Management LLC
License or Case Number: CFL #
Date of Initial Action: 07/24/24
Defendants/Respondents: GPS Capital Management LLC; Wu, Daniel; Chen, Dennis
Documents:
- 7/24/24 - Desist and Refrain Order (PDF)
- 7/24/24 - Support of Order Levying Administrative Penalties (PDF)
- 7/24/24 - Order to Revoke (PDF)
- 7/24/24 - Order to Bar (PDF)
About the Licensee status
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