11/04/2024 | Press release | Distributed by Public on 11/04/2024 19:27
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (Right to Buy) | $129.85 | 10/31/2024 | M | 21,351 | 06/29/2019 | 02/21/2027 | Common Stock Par Value $1.00 | 21,351 | $ 0 | 35,273 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KUBASIK CHRISTOPHER E C/O L3HARRIS TECHNOLOGIES, INC. 1025 W. NASA BOULEVARD MELBOURNE, FL 32919 |
X | Chair and CEO |
By: /s/ John C. Scarborough, Jr., Attorney-in-Fact For: Christopher E. Kubasik | 11/04/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 10,170 shares previously reported as indirectly owned through a grantor retained annuity trust that were distributed to the reporting person pursuant to the terms of the grantor retained annuity trust on 6/5/2024 and 10.70 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 9/27/2024. |
(2) | Reflects the weighted average sale price (prices actually received ranged from $248.00 to $249.07). The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price with the range. |