Hewlett Packard Enterprise Co.

12/11/2024 | Press release | Distributed by Public on 12/11/2024 17:26

Statement of Changes in Beneficial Ownership (Form 4)

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
MYERS MARIE
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [HPE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
EVP & CFO
(Last) (First) (Middle)
1701 E MOSSY OAKS ROAD
3. Date of Earliest Transaction (Month/Day/Year)
12/09/2024
(Street)
SPRING, TX 77389
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 0 D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 04/12/2024 A 3,910.58(2) (2) (2) Common Stock 3,910.58 (2) 199,095.5751 D
Restricted Stock Units (1) 04/12/2024 A 5,132.64(3) (3) (3) Common Stock 5,132.64 (3) 261,313.6436 D
Restricted Stock Units (1) 12/09/2024 A 192,016(4) (4) (4) Common Stock 192,016 (4) 192,016 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MYERS MARIE
1701 E MOSSY OAKS ROAD
SPRING, TX 77389
EVP & CFO

Signatures

Ki Hoon Kim as Attorney-in-Fact for Marie E. Myers 12/11/2024
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
(2) As previously reported, on 01/20/24, the reporting person was granted 195,185 restricted stock units ("RSUs"), 65,061 of which will vest on 01/20/25, and 65,062 of which will vest on each of 01/20/26 and 01/20/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,456.6045 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 1,227.5786 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 1,226.3920 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.
(3) As previously reported, on 01/20/24, the reporting person was granted 256,181 RSUs, 85,393 of which will vest on 01/20/25, and 85,394 of which will vest on each of 01/20/26 and 01/20/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,911.7985 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 1,611.2013 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 1,609.6438 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.
(4) On 12/09/24, the reporting person was granted 192,016 RSUs, 64,005 of which will vest on each of 12/09/25 and 12/09/26, and 64,006 of which will vest on 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.