SIFMA - Securities Industry and Financial Markets Association Inc.

07/30/2024 | Press release | Distributed by Public on 07/30/2024 13:21

Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 from the[...]

SIFMA, SIFMA AMG, the Investment Advisor Association (IAA), and the Insured Retirement Institute (IRI) provided comments to the U.S. Securities and Exchange Commission (SEC) in support of the New York Stock Exchange's (NYSE) proposed amendments to Section 302.00 of the NYSE Listed Company Manual (NYSE Rule) that would exempt closed-end funds (CEFs) listed on the NYSE from holding an annual meeting.