09/03/2024 | Press release | Distributed by Public on 09/03/2024 14:15
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
AZZURRO CAPITAL INC C/O SOVEREIGN MANAGEMENT LIMITED P.O. BOX 564 SOVEREIGN PLACE GIBRALTAR, J1GX11 1AA |
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X |
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Ralph Bartel 2005 Trust C/O FEDELTA TRUST LIMITED 29/31 ATHOL STREET, OMAR HOUSE BLDG ISLE OF MAN, X01M11LB |
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X |
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BARTEL RALPH CASELLA POSTALE 823 6612 ASCONA, V86612 |
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Ralph Bartel, Authorized Signatory | 2024-09-03 |
**Signature of Reporting Person | Date |
Ralph Bartel, Authorized Signatory. | 2024-09-03 |
**Signature of Reporting Person | Date |
Ralph Bartel | 2024-09-03 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Sale prices for the shares sold ranged from $12.03 to $12.15 per share. |
(2) | The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price. |
(3) | The "Amount of Securities Beneficially Owned Following Reported Transaction(s)" represents shares held by Azzurro Capital Inc. |
(4) | Indirect ownership applies to Ralph Bartel and the Ralph Bartel 2005 Trust. |