11/08/2024 | Press release | Distributed by Public on 11/08/2024 07:20
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Koffey Quentin 106 WEST 56TH STREET 10TH FLOOR NEW YORK, NY 10019 |
X |
/s/ Quentin Koffey | 11/08/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pro-rated annual grant of unrestricted shares under the Issuer's 2020 Equity Incentive Plan in connection with the Reporting Person joining the Issuer's Board of Directors (the "Board") on November 1, 2024. The number of shares was determined based on a pro-rated annual grant amount of $43,185 and a price per share of $43.41 based on the average daily closing price for the 20 trading-day period immediately preceding and including November 6, 2024. |
(2) | No amount was paid upon grant of the shares. |
(3) | By virtue of the Reporting Person's position as ultimately controlling various entities that hold shares in the Issuer, the Reporting Person may be deemed to be the beneficial owner of these shares for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Reporting Person disclaims beneficial ownership of any of these shares, except to the extent of any pecuniary interest therein. |
(4) | The Reporting Person continues to serve as a director of the Board and, as a result, the entities referenced in footnote 3 are directors by deputization for purposes of Section 16 of the Exchange Act. |