10/08/2024 | Press release | Distributed by Public on 10/08/2024 15:15
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SMITH BRIAN R C/O S3 VENTURES, 6300 BRIDGE POINT PKWY BUILDING 1, SUITE 405 AUSTIN, TX78730 |
X | X |
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S3 Ventures Fund III, L.P. 6300 BRIDGE POINT PARKWAY BUILDING 1, SUITE 405 AUSTIN, TX78730 |
X | X |
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S3 VENTURES III, L.L.C. 6300 BRIDGE POINT PARKWAY BUILDING 1, SUITE 405 AUSTIN, TX78730 |
X | X |
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S3 VENTURES GPLP III, L.P. 6300 BRIDGE POINT PARKWAY BUILDING 1, SUITE 405 AUSTIN, TX78730 |
X | X |
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/s/ Douglas A. Linebarger, as Attorney-in-Fact for Brian R. Smith | 2024-10-08 |
**Signature of Reporting Person | Date |
/s/ Brian R. Smith for S3 Ventures III, L.L.C. | 2024-10-08 |
**Signature of Reporting Person | Date |
/s/ Brian R. Smith for S3 Ventures Fund III, L.P. | 2024-10-08 |
**Signature of Reporting Person | Date |
/s/ Brian R. Smith for S3 Ventures GPLP III, L.P. | 2024-10-08 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. |
(2) | Shares held directly by Brian R. Smith. |
(3) | Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. |