08/12/2024 | Press release | Distributed by Public on 08/12/2024 15:03
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Date Exercisable and Expiration Date | 3. Title and Amount of Securities Underlying Derivative Security | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 6. Nature of Indirect Beneficial Ownership |
Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NR-PRL Partners, LP 867 BOYLSTON STREET 5TH FLOOR #1361 BOSTON, MA02116 |
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X |
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ELLIS THOMAS B 867 BOYLSTON STREET 5TH FLOOR #1361 BOSTON, MA02116 |
X | X |
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HAMMER TODD B 867 BOYLSTON STREET 5TH FLOOR #1361 BOSTON, MA02116 |
X | X |
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NR-PRL Partners GP, LLC 867 BOYLSTON STREET 5TH FLOOR #1361 BOSTON, MA02116 |
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X |
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/s/ NR-PRL Partners, LP, By: NR-PRL Partners GP, LLC, By: /s/ Thomas B. Ellis, Managing Member | 2024-08-12 |
**Signature of Reporting Person | Date |
/s/ NR-PRL Partners GP, LLC, By: /s/ Thomas B. Ellis, Member | 2024-08-12 |
**Signature of Reporting Person | Date |
/s/ Thomas B. Ellis | 2024-08-12 |
**Signature of Reporting Person | Date |
/s/ Todd B. Hammer | 2024-08-12 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The securities do not have any expiration date. |
(2) | The reported warrants are currently exercisable, and they expire on August 5, 2030. |
(3) | The reported securities are directly held by NR-PRL Partners, LP, and may be deemed to be indirectly beneficially owned by NR-PRL Partners GP, LLC as the general partner of NR-PRL Partners, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of NR-PRL Partners GP, LLC. |