11/15/2024 | Press release | Distributed by Public on 11/15/2024 15:15
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Private Warrants to purchase common stock | $11.50 | 11/13/2024 | D | 6,812,500(1) | (2) | (3) | Common stock | 6,812,500 | (1) | 0 | I | By Global Blockchain Sponsor, LLC(4) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hooper Max Wayne C/O GLOBAL BLOCKCHAIN ACQUISITION CORP., 6555 SANGER ROAD, SUITE 200 ORLANDO, FL 32827 |
X | Chief Executive Officer | ||
Global Blockchain Sponsor, LLC 6555 SANGER ROAD, SUITE 200 ORLANDO, FL 32827 |
See Remarks |
/s/ Max Hooper | 11/15/2024 |
**Signature of Reporting Person | Date |
/s/ Global Blockchain Sponsor, LLC, by Max Hooper as Manager | 11/15/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Global Blockchain Sponsor, LLC ("Sponsor") sold 4,312,500 shares of common stock and 6,812,500 warrants on November 13, 2024, in a private sale in consideration for purchaser's issuance of two promissory notes with an aggregate face value of $44,000,000. Each whole warrant is exercisable to purchase one share of common stock at a price of $11.50 per share. |
(2) | The warrants become exercisable 30 days after the completion of the registrant's initial business combination. |
(3) | The warrants expire five years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the Form S-1 (File No. 333-264396). |
(4) | The warrants were held and sold by the Sponsor. Max Hooper is the manager of the Sponsor. Mr. Hooper disclaims beneficial ownership of the securities held by the Sponsor except to the extent of his pecuniary interest therein. |
Remarks: Entity controlled by Max Hooper |