11/20/2024 | Press release | Distributed by Public on 11/20/2024 19:01
FORM 4
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|
||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A-1 Preferred Stock | (1) | 11/18/2024 | P | 450,000 | (1) | (1) | Common Stock | (1) | $0.001 | 455,484(2) | I | By DWM Properties LLC |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Meeks Danny C/O GREENWAVE TECHNOLOGY SOLUTIONS, INC. 4016 RAINTREE RD STE 300 CHESAPEAKE, VA 23321 |
X | X | Chief Executive Officer |
/s/ Danny Meeks | 11/20/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each share of Series A-1 Preferred Stock is convertible, at any time and from time to time, at the option of the holder thereof without any further consideration payable, into that number of shares of Common Stock, subject to certain limitations as described in the Certificate of Designation, that constitutes 0.0001% of the then-outstanding shares of Common Stock on the date of a conversion notice, provided, however, that in no case shall the total number of shares of Common Stock converted consist of more than 45% of the Issuer's authorized Common Stock. |
(2) | The Reporting Person holds 29,322 shares of the Issuer's Common Stock, which includes 5,484 shares of Common Stock underlying warrants. DWM Properties LLC, an entity wholly-owned by the Reporting Person, holds 1,745,693 shares of Common Stock and 450,000 shares of Series A-1 Preferred Stock. |