03/09/2024 | Press release | Distributed by Public on 04/09/2024 04:12
Date | Title | Link |
2024-09-03 | Proposal to amend the NYSE Arca Options Proprietary Market Data Fee Schedule applicable to various market data products. | Link |
2024-08-30 | Proposal to amend the NYSE Arca Options Fee Schedule | Link |
2024-08-27 | Proposal to amend the existing note in the Connectivity Fee Schedule regarding cabinet and combined waitlists | Link |
2024-08-19 | Proposal to list and trade shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule 8.201-E. | Link |
2024-08-28 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 | Link |
2024-08-16 | Proposal to amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges to establish fees for Industry Members related to reasonably budgeted CAT costs of the National Market System Plan Governing the Consolidated Audit Trail for the period from July 16, 2024 through December 31, 2024. | Link |
2024-08-29 | 89 FR 70241 (8/29/24) | Link |
2024-08-23 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges | Link |
2024-08-14 | Proposal to amend the NYSE Arca Equities Fees and Charges to adopt an alternative requirement to qualify for the Tape B Tier 3 pricing tier and increase the cap of the additional credit payable for providing liquidity under the Tape B Tiers pricing tier. | Link |
2024-08-28 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.64P-O | Link |
2024-08-13 | Proposal to amend Rule 6.64P-O. | Link |
2024-08-22 | 89 FR 67979 (8/22/24) | Link |
2024-08-16 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3.7 | Link |
2024-08-12 | Proposal to amend Rule 3.7 to permit direct debiting of undisputed or final fees or other sums due the Exchange by ETP Holders with one or more Equities Trading Permits and each applicant for a Trading Permit. | Link |
2024-08-07 | 89 FR 64508 (8/7/24) | Link |
2024-08-01 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31-E | Link |
2024-07-25 | Proposal to modify Rule 7.31-E regarding MPL-ALO Orders. | Link |
2024-07-31 | 89 FR 61557 (7/31/24) | Link |
2024-07-25 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1 and Rule 5.2-E(j)(6) | Link |
2024-07-15 | Proposal to amend Rule 1.1 to include Exchange-Traded Fund Shares in the definition of "UTP Derivative Securities Product," and amend Rule 5.2-E(j)(6) to exclude Exchange-Traded Fund Shares when applying the quantitative generic listing criteria applicable to Equity Index-Linked Securities. | Link |
2024-08-01 | 89 FR 62831 (8/1/24) | Link |
2024-07-26 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for the NYSE Arca Aggregated Lite Data Feed | Link |
2024-07-11 | Proposed Rule Change to Establish Fees for the NYSE Arca Aggregated Lite Data Feed | Link |
2024-07-17 | 89 FR 58215 (7/17/24) | Link |
2024-07-11 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges | Link |
2024-07-01 | Proposal to amend the NYSE Arca Equities Fees and Charges to expand the application of providing an additional calculation for purposes of determining whether an ETP Holder qualifies for fees and credits that pertain to providing liquidity. The Exchange proposes to implement the fee change effective July 1, 2024. | Link |
2024-07-09 | 89 FR 56449 (7/9/24) | Link |
2024-07-02 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule | Link |
2024-06-17 | Proposal to amend the NYSE Arca Options Fee Schedule to modify the Customer Take Fee Discount Tiers. The Exchange proposes to implement the fee change effective June 17, 2024. | Link |
2024-06-20 | 89 FR 51921 (6/20/24) | Link |
2024-06-13 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule | Link |
2024-06-12 | Proposal to amend the NYSE Arca Options Fee Schedule to replace the Ratio Threshold Fee with an Excessive Bandwidth Utilization Fee. The Exchange proposes to implement the fee changes effective June 12, 2024. | Link |
2024-07-01 | 89 FR 54585 (7/1/24) | Link |
2024-06-25 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule | Link |
2024-06-12 | Proposal to amend the Connectivity Fee Schedule regarding colocation services and fees to provide Users with wireless connectivity to additional market data feeds. | Link |
2024-07-23 | 89 FR 59786 (7/23/24) | Link |
2024-07-17 | Order Granting Approval of Proposed Rule Changes to List and Trade Shares of the Grayscale Ethereum Mini Trust and ProShares Ethereum ETF | Link |
2024-06-06 | Proposal to list and trade shares of the ProShares Ethereum ETF under NYSE Arca Rule 8.201-E. | Link |
2024-09-03 | Proposal to amend the NYSE American Options Proprietary Market Data Fee Schedule applicable to various market data products. | Link |
2024-06-25 | 89 FR 53160 (6/25/24) | Link |
2024-06-18 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .07 under NYSE Arca Rule 2.23 and Commentary .07 under NYSE Arca Rule 2.24 | Link |
2024-06-07 | Proposal to amend Commentary .07 under NYSE Arca Rule 2.23 and Commentary .07 under NYSE Arca Rule 2.24 to harmonize with recent changes to Financial Industry Regulatory Authority, Inc. Rule 1240.01 reopening the period by which certain participants in the Maintaining Qualifications Program can complete their 2022 and 2023 continuing education content. | Link |
2024-08-27 | Proposal to amend the existing note in the Connectivity Fee Schedule regarding cabinet and combined waitlists | Link |
2024-09-03 | Proposes to amend its Price List to eliminate the current Step Up Tier 3 Adding Credit, and adopt a new pricing tier for Supplemental Liquidity Providers ("SLP") based on Step Up Tier 3 that offers incremental tiered credits for SLP orders providing displayed liquidity in Tapes A, B and C Securities that set the National Best Bid and Offer or BBO. The Exchange proposes to implement the fee changes effective September 3, 2024. | Link |
2024-08-26 | Proposal to amend Section 1003 ("Application of Policies") of the NYSE American LLC Company Guide ("Company Guide") to provide for the suspension and delisting of any company that: (i) has effected one or more reverse stock splits over the prior two-year period with a cumulative ratio of 200 shares or more to one; or (ii) has effectuated a reverse stock split and the effectuation of such reverse stock split results in the company's security falling below any of the continued listing requirements of Section 1003. | Link |
2024-06-21 | 89 FR 52153 (6/21/24) | Link |
2024-06-14 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges | Link |
2024-06-03 | Proposal to amend the NYSE Arca Equities Fees and Charges to provide an additional calculation for purposes of determining whether an ETP Holder qualifies for fees and credits that pertain to providing liquidity under certain pricing tiers. The Exchange proposes to implement the fee change effective June 3, 2024. | Link |
2024-08-28 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 | Link |
2024-08-16 | Proposal to amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule to establish fees for Industry Members related to reasonably budgeted CAT costs of the National Market System Plan Governing the Consolidated Audit Trail for the period from July 16, 2024 through December 31, 2024. | Link |
2024-09-03 | Proposes to adopt proposed new Section 101.01 of the NYSE Listed Company Manual to explain the application to foreign private issuers of the domestic and international standards for initial listing of common equity securities. | Link |
2024-06-21 | 89 FR 52172 (6/21/24) | Link |
2024-06-14 | Notice of Filing and Immediate Effectiveness of Proposed Change Amending the Connectivity Fee Schedule | Link |
2024-06-03 | Proposal to amend the Connectivity Fee Schedule regarding colocation services and fees to provide Users with wireless connectivity to an additional market data feed. | Link |
2024-08-15 | Proposal to amend Rule 915 regarding the criteria for underlying securities. | Link |
2024-08-27 | Proposal to amend the existing note in the Connectivity Fee Schedule regarding cabinet and combined waitlists | Link |
2024-08-28 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 952NYP | Link |
2024-08-13 | Proposal to amend Rule 952NYP. | Link |
2024-08-26 | Proposal to amend Section 802.01C ("Price Criteria for Capital or Common Stock") of the NYSE Listed Company Manual to modify the implications of a reverse stock split for an issuer that falls below compliance with the price criteria set forth in that rule. | Link |
2024-06-12 | 89 FR 49945 (6/12/24) | Link |
2024-06-06 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.40P-O | Link |
2024-05-31 | Proposal to amend Rule 6.40P-O pertaining to pre-trade risk controls to make additional pre-trade risk controls available to Entering Firms. | Link |
2024-08-06 | 89 FR 64006 (8/6/24) | Link |
2024-07-31 | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 7.31E | Link |
2024-07-25 | Proposal to modify Rule 7.31E regarding MPL-ALO Orders. | Link |
2024-08-22 | Proposed Rule Change proposes to amend Section 102.01 of the NYSE Listed Company Manual to provide that the distribution standard therein will be calculated on a worldwide basis. | Link |
2024-06-11 | 89 FR 49247 (6/11/24) | Link |
2024-06-05 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19-E | Link |
2024-05-28 | Proposal to amend Rule 7.19-E to make additional pre-trade risk controls available to Entering Firms. | Link |
2024-08-14 | 89 FR 66150 (8/14/24) | Link |
2024-08-08 | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 971.2NYP to Clarify the Definition of CUBE BBO | Link |
2024-07-24 | Proposal to modify Rule 971.2NYP to clarify the definition of CUBE BBO. | Link |
2024-09-03 | 89 FR 71699 (9/3/24) | Link |
2024-08-27 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 | Link |
2024-08-16 | Proposal to amend the NYSE Price List to establish fees for Industry Members related to reasonably budgeted CAT costs of the National Market System Plan Governing the Consolidated Audit Trail for the period from July 16, 2024 through December 31, 2024. | Link |
2024-08-01 | 89 FR 62821 (8/1/24) | Link |
2024-07-26 | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale Bitcoin Mini Trust and Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade | Link |
2024-06-05 | Amendment No. 1 | Link |
2024-05-28 | Proposal to list and trade shares of the following under NYSE Arca Rule 8.201-E: Grayscale Bitcoin Mini Trust. | Link |
2024-07-23 | Proposal to amend Rule 915 to permit the listing and trading of options on the Bitwise Ethereum ETF, the Grayscale Ethereum Trust, the Grayscale Ethereum Mini Trust, and any trust that holds ether. | Link |
2024-08-21 | 89 FR 67686 (8/21/24) | Link |
2024-08-15 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List | Link |
2024-08-08 | Proposal to amend its Price List to revise the requirements for Supplemental Liquidity Providers that are also Designated Market Makers to qualify for SLP Adding Tiers 1-5. The Exchange proposes to implement the fee changes effective August 8, 2024. | Link |
2024-07-23 | 89 FR 59786 (7/23/24) | Link |
2024-07-17 | Order Granting Approval of Proposed Rule Changes to List and Trade Shares of the Grayscale Ethereum Mini Trust and ProShares Ethereum ETF | Link |
2024-05-23 | Amendment No. 3 | Link |
2024-05-22 | Amendment No. 2 | Link |
2024-05-21 | Proposal to list and trade shares of the following under NYSE Arca Rule 8.201-E: Grayscale Ethereum Mini Trust. | Link |
2024-07-31 | 89 FR 61518 (7/31/24) | Link |
2024-07-25 | Notice of Filing and Immediate Effectiveness of Proposed Change to Establish Fees for the NYSE American Aggregated Lite Data Feed | Link |
2024-07-11 | Proposed Change to Establish Fees for the NYSE American Aggregated Lite Data Feed | Link |
2024-08-02 | Proposed Rule Change proposes to adopt a requirement that the Exchange will not review a compliance plan if the company owes any unpaid fees. | Link |
2024-06-10 | 89 FR 48937 (6-10-24) | Link |
2024-06-04 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.4-O | Link |
2024-05-30 | Proposed Rule Change to Amend Rule 6.4-O | Link |
2024-07-16 | 89 FR 57950 (7/16/24) | Link |
2024-07-10 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule | Link |
2024-07-01 | Proposal to amend the NYSE American Options Fee Schedule regarding the American Customer Engagement Program. The Exchange proposes to implement the fee change effective July 1, 2024. | Link |
2024-06-04 | 89 FR 48007 (6/4/24) | Link |
2024-05-29 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule | Link |