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Plymouth Industrial REIT Inc.

08/21/2024 | Press release | Distributed by Public on 08/21/2024 12:44

Statement of Changes in Beneficial Ownership - Form 4

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16, Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
MIRELF VI REIT Investments IV, LLC
2. Issuer Name and Ticker or Trading Symbol
Plymouth Industrial REIT, Inc. [PLYM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
/ No longer a 10% owner
(Last) (First) (Middle)
300 PARK AVENUE , 3RD FLOOR
3. Date of Earliest Transaction (Month/Day/Year)
(Street)
NEW YORK NY 10022
4. If Amendment, Date Original Filed(Month/Day/Year)
6. Individual or Join/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code 4. Securities Acquired (A) or Disposed of (D) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) 6. Ownership Form: Direct (D) or Indirect (I) 7. Nature of Indirect Beneficial Ownership
Code V Amount (A) or (D) Price
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code 5. Number of Derivative Securities Acquired (A) or Disposed of (D) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security 8. Price of Derivative Security 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) 11. Nature of Indirect Beneficial Ownership
Code V (A) (D) Date Exercisable Expriation Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MIRELF VI REIT Investments IV, LLC
300 PARK AVENUE
3RD FLOOR
NEW YORK, NY10022



No longer a 10% owner
MIRELF VI (U.S.), LP
300 PARK AVENUE
3RD FLOOR
NEW YORK, NY10022



No longer a 10% owner
Madison International Holdings VI, LLC
300 PARK AVENUE
3RD FLOOR
NEW YORK, NY10022



No longer a 10% owner
Madison International Realty Holdings, LLC
300 PARK AVENUE
3RD FLOOR
NEW YORK, NY10022



No longer a 10% owner
Madison International Realty Partners, LP
300 PARK AVENUE
3RD FLOOR
NEW YORK, NY10022



No longer a 10% owner
Madison International Realty Partners GP, LLC
300 PARK AVENUE
3RD FLOOR
NEW YORK, NY10022



No longer a 10% owner
Dickerman Ronald
300 PARK AVENUE, 3RD FLOOR

NEW YORK, NY10022



No longer a 10% owner
MIRELF VI REIT
300 PARK AVENUE, 3RD FLOOR

NEW YORK, NY10022



No longer a 10% owner
Madison International Realty VI, LLC
300 PARK AVENUE
3RD FLOOR
3RD FLOOR, NY10022



No longer a 10% owner

Signatures

Ronald M. Dickerman, its managing member 2024-08-21
**Signature of Reporting Person Date
Ronald M. Dickerman, its managing member 2024-08-21
**Signature of Reporting Person Date
Ronald M. Dickerman, its managing member 2024-08-21
**Signature of Reporting Person Date
Ronald M. Dickerman, its managing member 2024-08-21
**Signature of Reporting Person Date
Ronald M. Dickerman, its managing member 2024-08-21
**Signature of Reporting Person Date
Ronald M. Dickerman, its managing member 2024-08-21
**Signature of Reporting Person Date
Ronald M. Dickerman, its managing member 2024-08-21
**Signature of Reporting Person Date
Ronald M. Dickerman, its managing member 2024-08-21
**Signature of Reporting Person Date

Explanation of Responses:

(*) If the form is filed by more than one reporting person, see Instruction 5(b)(v).
(**) Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) This statement is being filed by MIRELF VI REIT Investments IV, LLC ("Investments IV"), MIRELF VI REIT, MIRELF VI (U.S.), LP ("MIRELF VI US"), Madison International Holdings VI, LLC ("Holdings"), Madison International Realty VI, LLC ("Realty VI"), Madison International Realty Holdings, LLC ("Realty Holdings"), Madison International Realty Partners, LP ("Realty Partners"), Madison Realty Partners GP ("Realty Partners GP") and Ronald M. Dickerman ("Mr. Dickerman" and, together with Investments IV, MIRELF VI REIT, MIRELF VI US, Holdings, Realty VI, Realty Holdings, Realty Partners and Realty Partners GP, the "Reporting Persons").
(2) Held directly by Investments IV. MIRELF VI REIT is the sole shareholder and managing member of Investments IV and may be deemed to have beneficial ownership over the shares of Common Stock held by Investments IV. MIRELF VI US is the sole shareholder and trustee of MIRELF VI REIT and may be deemed to have beneficial ownership over the shares of Common Stock held by Investments IV over which MIRELF VI REIT shares beneficial ownership. Holdings is the general partner of MIRELF VI US and may be deemed to have beneficial ownership over the shares of Common Stock held by Investments IV over which MIRELF VI US shares beneficial ownership. Realty VI is the asset manager of MIRELF VI US and may be deemed to have beneficial ownership over the shares of Common Stock held by Investments IV over which MIRELF VI US shares beneficial ownership.
(3) Realty Holdings is the sole member of Realty VI and may be deemed to have beneficial ownership over the shares of Common Stock held by Investments IV over which Realty VI shares beneficial ownership. Realty Partners is the managing member of Realty Holdings and may be deemed to have beneficial ownership over the shares of Common Stock held by Investments IV over which Realty Holdings shares beneficial ownership. Realty Partners GP is the general partner to Realty Partners and may be deemed to have beneficial ownership over the shares of Common Stock held by Investments IV over which Realty Partners shares beneficial ownership. Mr. Dickerman is the managing member of each of Holdings and Realty Partners GP and may be deemed to have beneficial ownership over the shares of Common Stock held by Investments IV over which Holdings and Realty Partners GP share beneficial ownership.
(4) Each of the Reporting Persons other than Investments IV disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.
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