09/24/2024 | Press release | Distributed by Public on 09/24/2024 15:22
Item 5.07
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Submission of Matters to a Vote of Security Holders
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(a)
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Proposal 1 - Election of the Four Director Nominees to Serve until the Company's 2025 Annual Meeting.
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Director
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Votes For
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Votes Withheld
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Broker Non-Votes
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Craig E. Fraser
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258,847
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13,702
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112,534
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Jed Latkin
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258,619
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13,930
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112,534
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Saundra Pelletier
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259,027
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13,522
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112,534
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Mark Strobeck, Ph.D.
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261,491
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11,058
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112,534
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(b)
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Proposal 2 - Approval, on an Advisory Basis, of the Compensation of the Company's Named Executive Officers.
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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|||
252,693
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11,061
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8,795
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112,534
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(c)
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Proposal 3 - Ratification of Appointment of EisnerAmper LLP as the Company's Independent Registered Public Accounting Firm for 2024.
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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|||
368,203
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7,737
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9,143
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N/A
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(d)
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Proposal 4 - Approval of the issuance of shares of common stock, in accordance with Nasdaq Listing Rule 5635(d), pursuant to the Committed Equity Financing.
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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|||
255,211
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8,648
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8,690
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112,534
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(e)
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Proposal 5 - Approval of the issuance of shares of common stock, in accordance with Nasdaq Listing Rule 5635(d), upon (i) the conversion of the Company's Series C Convertible Preferred Stock with an initial conversion price of $3.74, which is subject to adjustment to no lower than $1.28 per share, and (ii) the exercise of warrants to purchase common stock issued in connection therewith, with an initial exercise price of $4.11, subject to customary adjustments.
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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|||
251,535
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9,246
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11,768
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112,534
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