08/20/2024 | Press release | Distributed by Public on 08/20/2024 12:26
1933 Act File No.: 333-[ ]
1940 Act File No.: 811-23503
Securities and Exchange Commission
Washington, D.C. 20549
Form S-6
for Registration under the Securities Act of 1933
of Securities of Unit Investment
Trusts Registered on Form N-8B-2
A. | Exact name of trust: m+ funds Trust |
B. | Name of depositor: iCapital Markets LLC |
C. | Complete address of depositor's principal executive offices: |
iCapital Markets LLC
60 East 42nd Street, 26th Floor
New York, New York 10165
D. | Name and complete address of agent for service: |
With a copy to: | |
Stephen Clancy Alaia Capital, LLC 60 East 42nd St. 27th Floor New York, NY 10165 |
Anna T. Pinedo Mayer Brown LLP 1221 Avenue of the Americas New York, New York 10020 |
It is proposed that this filing will become effective (check appropriate box)
¨ | immediately upon filing pursuant to paragraph (b) |
¨ | on (date) pursuant to paragraph (b) |
¨ | 60 days after filing pursuant to paragraph (a)(1) |
¨ | on (date) pursuant to paragraph (a)(1) of rule 485. |
If appropriate, check the following box:
¨ | this post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
E. | Title of securities being registered: Units of undivided beneficial interest in the trust |
F. | Approximate date of proposed public offering: |
¨ | Check box if it is proposed that this filing will become effective on (date) at (time) pursuant to Rule 487. |
The registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.
The information in this prospectus is not complete and may be changed. No one may sell units of the trust until the registration statement filed with the Securities and Exchange Commission is effective. This prospectus is not an offer to sell units and is not soliciting an offer to buy units in any state where the offer or sale is not permitted.
Preliminary Prospectus Dated August 20, 2024
Subject to Completion
Preservation 100 Fund
m+ funds Trust, Series 7-21
(A unit investment trust that is a series of m+ funds Trust)
m+ funds Trust (the "trust") is a unit investment trust that is a Delaware statutory trust organized in series. iCapital Markets LLC serves as the sponsor of the trust and each trust series.
The attached final prospectus for the prior series of the trust is hereby used as the preliminary prospectus for the above-referenced series. The narrative information and structure of the attached final prospectus will be substantially similar to that of the final prospectus for this series. Information with respect to pricing, the number of units, dates and summary information regarding the characteristics of securities to be deposited in this series is not available as of this date and will be different because each series has a unique portfolio. Accordingly, the information contained herein with regard to the previous series should be considered as being included for informational purposes only.
The registration statement relating to the units of this series is not complete, may be changed and is not yet effective. Information contained herein is subject to completion or amendment. The units of this series may neither be sold nor may an offer to buy such units be accepted prior to the time the registration statement becomes effective. This prospectus shall neither constitute an offer to sell nor be considered a solicitation of an offer to buy the units. There shall be no sale of the units in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state.
Incorporated herein by reference is the final prospectus for the Preservation 100 Fund, m+ funds Trust, Series 7-20 (Registration No. 333-280457) as filed on July 30, 2024, which shall be used as the preliminary prospectus for this series.
UNDERTAKING TO FILE REPORTS
Subject to the terms and conditions of Section 15 (d) of the Securities Exchange Act of 1934, the undersigned registrant hereby undertakes to file with the Securities and Exchange Commission such supplementary and periodic information, documents, and reports as may be prescribed by any rule or regulation of the Commission heretofore or hereafter duly adopted pursuant to authority conferred in that section.
Contents of Registration Statement
This Registration Statement comprises the following papers and documents:
The facing sheet
The prospectus
The signatures
The consents of the initial evaluator, independent public accountants and legal counsel
The following exhibits:
Signatures
Pursuant to the requirements of the Securities Act of 1933, the Registrant, m+ funds Trust, has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York and State of New York on the 20th day of August, 2024.
m+ funds Trust | |||
By: | iCapital Markets LLC | ||
By: | /s/ Jason Broder | ||
Name: Jason Broder | |||
Title: Principal Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, the Sponsor, iCapital Markets LLC, has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York and State of New York on the 20th day of August, 2024.
iCapital Markets LLC | |||
By: | /s/ Jason Broder | ||
Name: Jason Broder | |||
Title: Principal Executive Officer |
Power of Attorney
KNOW ALL PERSONS BY THESE PRESENTS, that each of Messrs. Broder and Scholnick, whose signatures appear below, constitutes and appoints Nicholas Parcharidis (so long as such individual is an authorized signatory of iCapital Markets LLC ), his true and lawful attorney-in-fact and agent, with full and several power of substitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto, and all documents in connection therewith, with the Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully for all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his substitute, may lawfully do or cause to be done.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities indicated on the 20th day of August, 2024.
Title | Signature | ||
Principal Executive Officer | /s/ Jason Broder | ||
Name: Jason Broder | |||
Principal Financial Officer | /s/ Brett Scholnick | ||
Name: Brett Scholnick | |||
Principal Accounting Officer | /s/ Brett Scholnick | ||
Name: Brett Scholnick |