11/20/2024 | Press release | Distributed by Public on 11/20/2024 16:37
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
RESTRICTED STOCK UNITS (RIGHT TO RECEIVE)(2) | $ 0 | 11/18/2024 | M | 3,685 | 11/18/2021(3) | (4) | COMMON STOCK | 3,685(5) | $ 0 | 0 | D | ||||
RESTRICTED STOCK UNITS (RIGHT TO RECEIVE)(2) | $ 0 | 11/18/2024 | M | 2,520 | 11/18/2022(3) | (4) | COMMON STOCK | 2,520(6) | $ 0 | 2,520 | D | ||||
RESTRICTED STOCK UNITS (RIGHT TO RECEIVE)(2) | $ 0 | 11/18/2024 | M | 3,170 | 11/18/2023(3) | (4) | COMMON STOCK | 3,170(7) | $ 0 | 6,335 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SHOEMAKER LESLIE L 3475 EAST FOOTHILL BOULEVARD PASADENA, CA 91107 |
EVP, Chief Sustainability |
/s/ Preston Hopson, Attorney-in-fact for Leslie L. Shoemaker | 11/20/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the shares underlying restricted stock units (RSUs) withheld to pay the related tax liability. |
(2) | Represents an award RSUs, each unit of which represents a contingent right to receive one share of Tetra Tech common stock. |
(3) | The RSUs become vested as to 25% of the shares on the first anniversary date, and 25% of the shares on each anniversary date thereafter until fully vested. |
(4) | The RSUs are exercisable at the time of vesting and do not have a set expiration date. |
(5) | On September 6, 2024, the balance of 737 shares was updated pursuant to a 5 to 1 forward stock split, resulting in an additional 2,948 shares of common stock. |
(6) | On September 6, 2024, the balance of 1,008 shares was updated pursuant to a 5 to 1 forward stock split, resulting in an additional 4,032 shares of common stock. |
(7) | On September 6, 2024, the balance of 1,901 shares was updated pursuant to a 5 to 1 forward stock split, resulting in an additional 7,604 shares of common stock. |