24/07/2024 | Press release | Distributed by Public on 24/07/2024 21:00
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Delaware
(State or other jurisdiction
of incorporation) |
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95-4812784
(IRS Employer
Identification Number) |
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Large accelerated filer
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Accelerated filer
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Non-accelerated filer
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Smaller reporting company
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Emerging growth company
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ABOUT THIS PROSPECTUS
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| | | | 1 | | |
ABOUT NETLIST, INC.
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| | | | 2 | | |
RISK FACTORS
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| | | | 3 | | |
SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS
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| | | | 4 | | |
USE OF PROCEEDS
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| | | | 5 | | |
SECURITIES WE MAY OFFER
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| | | | 6 | | |
DESCRIPTION OF CAPITAL STOCK
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| | | | 7 | | |
DESCRIPTION OF WARRANTS
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| | | | 10 | | |
DESCRIPTION OF UNITS
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| | | | 11 | | |
PLAN OF DISTRIBUTION
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| | | | 12 | | |
LEGAL MATTERS
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| | | | 14 | | |
EXPERTS
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| | | | 14 | | |
INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE
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| | | | 14 | | |
WHERE YOU CAN FIND MORE INFORMATION
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| | | | 16 | | |
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ABOUT THIS PROSPECTUS SUPPLEMENT
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| | | | S-1 | | |
PROSPECTUS SUMMARY
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| | | | S-2 | | |
THE OFFERING
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| | | | S-3 | | |
RISK FACTORS
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| | | | S-4 | | |
SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS
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| | | | S-5 | | |
USE OF PROCEEDS
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| | | | S-6 | | |
THE LINCOLN PARK TRANSACTION
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| | | | S-7 | | |
DILUTION
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| | | | S-12 | | |
PLAN OF DISTRIBUTION
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| | | | S-13 | | |
LEGAL MATTERS
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| | | | S-14 | | |
EXPERTS
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| | | | S-14 | | |
WHERE YOU CAN FIND MORE INFORMATION
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| | | | S-14 | | |
INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE
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| | | | S-15 | | |
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Assumed public offering price per share
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| | | | | | | | | $ | 2.00 | | |
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Net tangible book value per share as of March 30, 2024
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| | | | 0.04 | | | | | | | | |
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Increase per share attributable to new investors after giving effect to this offering
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| | | | 0.11 | | | | | | | | |
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Pro forma as adjusted net tangible book value per share as of March 30, 2024, after giving effect to this offering
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| | | | | | | | | | 0.15 | | |
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Dilution in net tangible book value per share to new investors
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| | | | | | | | | $ | 1.85 | | |
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SEC Registration Fee
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| | | $ | 29,520 | | |
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Legal Fees and Expenses
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| | | | * | | |
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Accounting Fees and Expenses
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| | | | * | | |
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Transfer Agent and Registrar Fees and Expenses
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| | | | * | | |
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Printing and Engraving Fees
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| | | | * | | |
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Miscellaneous
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| | | | * | | |
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Total
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| | | $ | * | | |
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Signature
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Title
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Date
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/s/ CHUN K. HONG
Chun K. Hong
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| | President, Chief Executive Officer and Sole Director (Principal Executive Officer) | | | July 24, 2024 | |
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/s/ GAIL M. SASAKI
Gail M. Sasaki
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| | Executive Vice President and Chief Financial Officer (Principal Financial and Accounting Officer) | | | July 24, 2024 | |