10/08/2024 | Press release | Distributed by Public on 10/08/2024 13:27
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Date Exercisable and Expiration Date | 3. Title and Amount of Securities Underlying Derivative Security | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 6. Nature of Indirect Beneficial Ownership |
Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WE-INN LLC 2045 W GRAND AVE, SUITE B, PMB 82152 CHICAGO, IL60612-1577 |
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WASSON GREGORY D 2045 W GRAND AVE, SUITE B, PMB 82152 CHICAGO, IL60612-1577 |
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Wasson Kimberly 2045 W GRAND AVE, SUITE B, PMB 82152 CHICAGO, IL60612-1577 |
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WE-INN LLC /s/ Gregory D. Wasson Name: Gregory D. Wasson Title: President | 2024-10-08 |
**Signature of Reporting Person | Date |
/s/ Kimberly Wasson Name: Kimberly Wasson Title: Executive Vice President | 2024-10-08 |
**Signature of Reporting Person | Date |
/s/ Gregory D. Wasson | 2024-10-08 |
**Signature of Reporting Person | Date |
/s/ Kimberly Wasson | 2024-10-08 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting persons acquired these securities on October 2, 2024, as consideration for the reporting persons' units of Innventure LLC, which Innventure, Inc. acquired by merger on October 2, 2024. The merger agreement provides that the former members of Innventure LLC will receive additional shares of Innventure, Inc. common stock if certain milestone conditions are met. The reporting persons' right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on October 2, 2024, the effective date of the merger. |
(2) | The securities are owned indirectly and jointly by Mr. and Mrs. Wasson, who share voting and dispositive power over the securities held by WE-INN LLC. Mr. and Mrs. Wasson are President and Executive Vice President of WE-INN LLC, respectively. |