Blue Ridge Bankshares Inc.

07/02/2024 | Press release | Distributed by Public on 07/02/2024 19:06

Initial Statement of Beneficial Ownership - Form 3

Ownership Submission
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Scavuzzo Tony
2. Date of Event Requiring Statement (Month/Day/Year)
2024-06-26
3. Issuer Name and Ticker or Trading Symbol
BLUE RIDGE BANKSHARES, INC. [BRBS]
(Last) (First) (Middle)
C/O CASTLE CREEK ADVISORS VIII LLC , 11682 EL CAMINO REAL, SUITE 320
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
5. If Amendment, Date Original Filed(Month/Day/Year)
(Street)
SAN DIEGO CA 92130
6. Individual or Join/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security 2. Amount of Securities Beneficially Owned 3. Ownership Form: Direct (D) or Indirect (I) 4. Nature of Indirect Beneficial Ownership
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security 2. Date Exercisable and Expiration Date 3. Title and Amount of Securities Underlying Derivative Security 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) 6. Nature of Indirect Beneficial Ownership
Date Exercisable Expriation Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Scavuzzo Tony
C/O CASTLE CREEK ADVISORS VIII LLC
11682 EL CAMINO REAL, SUITE 320
SAN DIEGO, CA92130
X


Signatures

/S/ TONY SCAVUZZO 2024-07-02
**Signature of Reporting Person Date

Explanation of Responses:

(*) If the form is filed by more than one reporting person, see Instruction 5(b)(v).
(**) Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) The reporting person is a managing principal of Castle Creek Capital VIII LLC, the general partner of Castle Creek Capital Partners VIII, LP ("Fund VIII"). The reporting person disclaims beneficial ownership of (i) 593,078 shares of the issuer's common stock owned by Fund VIII, (ii) 2,732 shares of the issuer's Series C convertible perpetual preferred stock ("Series C Preferred Stock") owned by Fund VIII, and (iii) a warrant to purchase 1,441 shares of the issuer's Series C Preferred Stock owned by Fund VIII, in each case except to the extent of his pecuniary interest in Fund VIII, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.