11/15/2024 | Press release | Distributed by Public on 11/15/2024 17:50
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bardin Hill Investment Partners LP 299 PARK AVE., 24TH FLOOR NEW YORK, NY 10171 |
Director by Deputization | |||
Bardin Hill Event-Driven Master Fund LP C/O BARDIN HILL INVESTMENT PARTNERS LP 299 PARK AVE., 24TH FLOOR NEW YORK, NY 10171 |
Director by Deputization | |||
Bardin Hill Fund GP LLC C/O BARDIN HILL INVESTMENT PARTNERS LP 299 PARK AVE., 24TH FLOOR NEW YORK, NY 10171 |
Director by Deputization | |||
Kripalani Avinash C/O BARDIN HILL INVESTMENT PARTNERS LP 299 PARK AVE., 24TH FLOOR NEW YORK, NY 10171 |
Director by Deputization | |||
Greene John Winand JR C/O BARDIN HILL INVESTMENT PARTNERS LP 299 PARK AVE., 24TH FLOOR NEW YORK, NY 10171 |
Director by Deputization | |||
Dillow Jason C/O BARDIN HILL INVESTMENT PARTNERS LP 299 PARK AVE., 24TH FLOOR NEW YORK, NY 10171 |
Director by Deputization | |||
Desai Pratik C/O BARDIN HILL INVESTMENT PARTNERS, LP 299 PARK AVENUE, 24TH FLOOR NEW YORK, NY 10171 |
Director by Deputization |
See Exhibit 99.2 for Signatures | 11/15/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | See Exhibit 99.1 for text of footnote (1). |
(2) | See Exhibit 99.1 for text of footnote (2). |
(3) | See Exhibit 99.1 for text of footnote (3). |
(4) | See Exhibit 99.1 for text of footnote (4). |
(5) | See Exhibit 99.1 for text of footnote (5). |
(6) | See Exhibit 99.1 for text of footnote (6). |
(7) | See Exhibit 99.1 for text of footnote (7). |
(8) | See Exhibit 99.1 for text of footnote (8) |
Remarks: Exhibit 99.1 (Footnotes) and Exhibit 99.2 (Joint Filer Information and Signatures) are incorporated herein by reference. This Form 4 is filed by Designated Filer Bardin Hill Investment Partners LP. |