Stanley Black & Decker Inc.

08/13/2024 | Press release | Distributed by Public on 08/13/2024 14:58

Initial Statement of Beneficial Ownership - Form 3

Ownership Submission
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Wintner Deborah
2. Date of Event Requiring Statement (Month/Day/Year)
2024-08-13
3. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC. [SWK]
(Last) (First) (Middle)
1000 STANLEY DRIVE
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
SVP, Chief HR Officer /
5. If Amendment, Date Original Filed(Month/Day/Year)
(Street)
NEW BRITAIN CT 06053
6. Individual or Join/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security 2. Amount of Securities Beneficially Owned 3. Ownership Form: Direct (D) or Indirect (I) 4. Nature of Indirect Beneficial Ownership
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security 2. Date Exercisable and Expiration Date 3. Title and Amount of Securities Underlying Derivative Security 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) 6. Nature of Indirect Beneficial Ownership
Date Exercisable Expriation Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Wintner Deborah
1000 STANLEY DRIVE

NEW BRITAIN, CT06053


SVP, Chief HR Officer

Signatures

/s/ Janet M. Link, Attorney-in-Fact 2024-08-13
**Signature of Reporting Person Date

Explanation of Responses:

(*) If the form is filed by more than one reporting person, see Instruction 5(b)(v).
(**) Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Includes 311.9126 shares of the Issuer's common stock held under the Employee Stock Purchase Plan.
(2) The option became exercisable in four approximately equal annual installments beginning on December 4, 2019.
(3) The option became exercisable in four approximately equal annual installments beginning on December 3, 2020.
(4) The option became exercisable in four approximately equal annual installments beginning on December 3, 2021.
(5) The option became exercisable in three approximately equal annual installments beginning on December 6, 2023.
(6) The option became exercisable in three approximately equal annual installments beginning on February 15, 2024.
(7) The option will become exercisable in three approximately equal annual installments beginning on March 1, 2025.
(8) The Restricted Stock Units ("RSUs") were granted on December 3, 2020, and will vest on December 3, 2024.
(9) Each RSU represents a contingent right to receive one share of the Issuer's common stock.
(10) The RSUs were granted on December 6, 2022, and will vest in two approximately equal annual installments on December 6, 2024, and December 6, 2025
(11) The RSUs were granted on December 6, 2022, and will vest in two approximately equal annual installments on December 6, 2024, and December 6, 2025.
(12) The RSUs were granted on December 10, 2021, and will vest in two approximately equal annual installments on December 10, 2024, and December 10, 2025.
(13) The RSUs were granted on February 15, 2023, and will vest in two approximately equal annual installments on February 15, 2025, and February 15, 2026.
(14) The RSUs were granted on February 20, 2020, and will vest on February 20, 2025.
(15) The RSUs were granted on March 1, 2024, and will vest in three approximately equal annual installments beginning on March 1, 2025.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.