12/06/2024 | Press release | Distributed by Public on 12/06/2024 18:57
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $513.5 | 12/06/2024 | M | 36,190 | (9) | 12/04/2026 | Common Stock | 36,190 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wiedman Mark 50 HUDSON YARDS NEW YORK, NY 10001 |
Senior Managing Director |
/s/ R. Andrew Dickson III as attorney-in-fact for Mark Wiedman | 12/06/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes Common Stock and Restricted Stock Units that will vest over a period of 1 to 3 years. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. |
(2) | This transaction was executed in multiple trades at prices ranging from $1,040.88 to $1,041.85. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. |
(3) | This transaction was executed in multiple trades at prices ranging from $1,043.00 to $1,044.00. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. |
(4) | This transaction was executed in multiple trades at prices ranging from $1,044.01 to $1,045.00. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. |
(5) | This transaction was executed in multiple trades at prices ranging from $1,045.10 to $1,046.07. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. |
(6) | This transaction was executed in multiple trades at prices ranging from $1,046.12 to $1,047.03. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. |
(7) | This transaction was executed in multiple trades at prices ranging from $1,047.23 to $1,048.20. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. |
(8) | This transaction was executed in multiple trades at prices ranging from $1,048.32 to $1,049.25. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. |
(9) | These options shall vest in equal installments on December 4, 2022, December 4, 2023 and December 4, 2024. |
Remarks: On October 1, 2024, BlackRock, Inc. (formerly known as BlackRock Funding, Inc.) became the successor issuer to BlackRock Finance, Inc. (formerly known as BlackRock, Inc.) pursuant to certain previously announced transactions, including an internal reorganization. The reorganization resulted in BlackRock, Inc. (formerly known as BlackRock Funding, Inc.) becoming the parent holding company of BlackRock Finance, Inc. (formerly known as BlackRock, Inc.) but did not alter the proportionate interests of former BlackRock, Inc. security holders. |