08/23/2024 | Press release | Distributed by Public on 08/23/2024 12:05
As filed with the Securities and Exchange Commission August 23, 2024
Securities Act File No. 333-238475
Investment Company Act File No. 811-23570
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT |
UNDER |
☑ THE SECURITIES ACT OF 1933 |
☐ Pre-Effective Amendment No. __ |
☑ Post-Effective Amendment No. 111 |
AND/OR |
☑ THE INVESTMENT COMPANY ACT OF 1940 |
☑ Amendment No. 112 |
Simplify Exchange Traded Funds
(Exact Name of Registrant as Specified in its Charter)
222 Broadway, 22nd Floor
New York, NY 10038
(Address of Principal Executive Offices)
Registrant's Telephone Number, including Area Code: 646-585-0476
The Corporation Trust Company
Corporation Trust Center
1209 Orange Street
Wilmington, Delaware 19801
(Name and address of agent for service)
Copy to:
JoAnn M. Strasser
Thompson Hine LLP
41 South High Street, Suite 1700
Columbus, Ohio 43215
It is proposed that this filing will become effective:
☐ | Immediately upon filing pursuant to paragraph (b) | |
☑ | On August 27, 2024 pursuant to paragraph (b) | |
☐ | 60 days after filing pursuant to paragraph (a)(1) | |
☐ | On (date) pursuant to paragraph (a)(1) | |
☐ | 75 days after filing pursuant to paragraph (a)(2) | |
☐ | On (date) pursuant to paragraph (a)(2) of Rule 485. |
If appropriate, check the following box:
☑ | This post-effective amendment designates a new effective date for a previously filed post-effective amendment |
The sole purpose of this filing is to further delay the effectiveness of the Trust's Post-Effective Amendment to its Registration Statement that was filed with effect on June 13, 2024, accession number 0001829126-24-004177 (Amendment No. 96). Amendment No. 96 to the Trust's Registration Statement relates to the Simplify Treasury Option Income ETF (formerly Simplify Stable Income ETF). Parts A, B and C of the Registrant's Post-Effective Amendment No. 96 under the Securities Act of 1933, as amended and Amendment No. 97 under the Investment Company Act of 1940, as amended, filed with effect on June 13, 2024, are incorporated by reference herein.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirement for effectiveness of this Registration Statement under rule 485(b) under the Securities Act of 1933 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the city of Columbus, and State of Ohio, on the 23rd day of August 2024.
Simplify Exchange Traded Funds | |||
By: |
Paul Kim, President* |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following person in the capacities and on the date indicated.
Signature | Title | |
Paul Kim* | President, Trustee, and Principal Executive Officer | |
Fiona Ho** | Treasurer and Principal Financial Officer | |
Zung Nguyen* | Trustee | |
Craig Enders* | Trustee | |
Christopher Caltagirone* | Trustee |
* | Pursuant to Powers of Attorney |
** | Pursuant to Power of Attorney |
*By: | /s/ JoAnn M. Strasser | ||
Name: | JoAnn M. Strasser | ||
Title: | Attorney-in-Fact | ||
Date: | August 23, 2024 |