11/18/2024 | Press release | Distributed by Public on 11/18/2024 16:53
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class A-I units of ARIS Operating Partnership L.P. | (1)(2) | 11/14/2024 | P | 23,765 | (1)(2) | (1)(2) | Common stock, par value $0.01 per share | 23,765 | $21.1782 | 5,361,011 | I | See footnotes(1)(2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
AAA Sub Fund 2-Y, L.P. 9 W. 57TH STREET 42ND FLOOR NEW YORK, NY 10019 |
X | |||
Apollo Aligned Alternatives Advisors, L.P. C/O WALKERS CORPORATE LIMITED 190 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN, E9 KY1-9008 |
X | |||
AAA Advisors GP, LLC C/O WALKERS CORPORATE LIMITED 190 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN, E9 KY1-9008 |
X | |||
APH Holdings (DC), L.P. C/O WALKERS CORPORATE LIMITED 190 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN, E9 KY1-9008 |
X | |||
Apollo Principal Holdings IV GP, Ltd. C/O WALKERS CORPORATE LIMITED 190 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN, E9 KY1-9008 |
X |
/s/ See signatures attached as Exhibit 99.1 | 11/18/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents 23,765 Class A-I units of ARIS Operating Partnership L.P. acquired by AAA Sub Fund 2-Y, L.P. ("AAA Sub-Fund") through a dividend reinvestment plan, which units may be redeemed for cash, or at the option of Apollo Realty Income Solutions, Inc. (the "Company"), for shares of common stock of the Company on a one-for-one basis. Apollo Aligned Alternatives Advisors, L.P. ("AAA Advisors") is the general partner of AAA Sub-Fund. AAA Advisors GP, LLC ("AAA Advisors GP") is the general partner of AAA Advisors. APH Holdings (DC), L.P. ("APH Holdings") is the managing member of AAA Advisors GP. Apollo Principal Holdings IV GP, Ltd. ("Apollo Principal Holdings IV") is the general partner of APH Holdings. (cont'd in FN2) |
(2) | (cont'd from FN1) Apollo Principal Holdings IV is managed by a board of directors consisting of Marc Rowan, Scott Kleinman and James Zelter. Each of AAA Advisors, AAA Advisors GP, APH Holdings, Apollo Principal Holdings IV and Messrs. Rowan, Kleinman and Zelter disclaim beneficial ownership of the securities described above. |