11/20/2024 | Press release | Distributed by Public on 11/20/2024 15:04
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Share Units | (2) | 11/18/2024 | M | 2,451 | (4) | (4) | Common Stock | 2,451 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Goldenitsch Wolfgang C/O THE HAIN CELESTIAL GROUP, INC. 221 RIVER STREET, 12TH FLOOR HOBOKEN, NJ 07030 |
President, International |
/s/ Andrew S. Burchill, as Attorney-in-Fact for Wolfgang Goldenitsch | 11/20/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On November 18, 2024, the Reporting Person had 2,451 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 2,451 shares of common stock of the Issuer prior to withholding for taxes. |
(2) | The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting. |
(3) | The Issuer withheld 1,226 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 2,451 RSUs, pursuant to the terms of the applicable award agreement. |
(4) | Of the 7,357 RSUs under this award, 2,453 RSUs vested on each of November 18, 2022 and November 18, 2023, and 2,451 RSUs vested on November 18, 2024. |