12/10/2024 | Press release | Distributed by Public on 12/10/2024 20:31
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 10/18/2024 | A | 95.3291 | (2) | (2) | Common Stock | 95.3291 | (2) | 16,542.4607 | D | ||||
Restricted Stock Units | (1) | 10/18/2024 | A | 152.1358 | (3) | (3) | Common Stock | 152.1358 | (3) | 26,051.4188 | D | ||||
Restricted Stock Units | (1) | 12/08/2024 | M | 21,663 | (4) | (4) | Common Stock | 21,633 | (4) | 21,633 | D | ||||
Restricted Stock Units | (1) | 12/07/2024 | M | 74,400 | (5) | (5) | Common Stock | 74,400 | (5) | 148,797 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Cox Jeremy C/O HEWLETT PACKARD ENTERPRISE COMPANY 1701 E MOSSY OAKS ROAD SPRING, TX 77389 |
SVP, Controller & CTO |
Ki Hoon Kim as Attorney-in-Fact for Jeremy K. Cox | 12/10/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
(2) | As previously reported, on 12/09/21, the reporting person was granted 45,514 restricted stock units ("RSUs"), 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 95.3291 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. |
(3) | As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, 24,213 of which vested on 04/20/24 and 24,213 of which will vest on 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 152.1358 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. |
(4) | As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which vested on 12/08/24, and 20,463 of which will vest on12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 257.1411 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 1,171 vested dividend equivalent rights and a de minimus adjustment of 0.0586 due to fractional rounding of the dividend equivalent rights. |
(5) | As previously reported, on 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which vested on 12/07/24, and 72,374 of which will vest on each of 12/07/25, and 12/07/26. The number of derivative securities in column 5 reflects 1,364.2272 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,026 vested dividend equivalent rights and a de minimus adjustment of 0.6691 due to fractional rounding of the dividend equivalent rights. |
Remarks: The sales reported on this Form 4 were pursuant to a Rule 10b5-1 plan adopted by the reporting person on 06/11/24. |