10/02/2024 | Press release | Distributed by Public on 10/02/2024 14:09
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Singleton Philip Austin Jr. 6275 LANIER ISLANDS PARKWAY BUFORD, GA30518 |
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CEO - See Remarks | See Remarks |
Auburn OWMH, LLLP 6275 LANIER ISLANDS PARKWAY BUFORD, GA30518 |
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Member of 10% Ownership Group |
Singleton Asset Management, LLC 6275 LANIER ISLANDS PARKWAY BUFORD, GA30518 |
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Member of 10% Ownership Group |
Singleton Michelle 6275 LANIER ISLANDS PARKWAY BUFORD, GA30518 |
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Member of 10% Ownership Group |
Philip Singleton Irrevocable Trust, dated December 24, 2015 6275 LANIER ISLANDS PARKWAY BUFORD, GA30518 |
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Member of 10% Ownership Group |
Austin Singleton Irrevocable Trust, dated December 30, 2015 6275 LANIER ISLANDS PARKWAY BUFORD, GA30518 |
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Member of 10% Ownership Group |
/s/ Jack Ezzell, Authorized Signatory for Philip Austin Singleton, Jr. | 2024-10-02 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, as Attorney-in-Fact for Michelle Singleton, as Manager of Singleton Asset Management, LLC, in its capacity as general partner of Auburn OWMH, LLLP | 2024-10-02 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, as Attorney-in-Fact for Michelle Singleton, as Manager of Singleton Asset Management, LLC | 2024-10-02 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, as Attorney-in-Fact for Michelle Singleton | 2024-10-02 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, Attorney-in-Fact for Scott Beville, as Co-Trustee of Philip Singleton Irrevocable Trust, dated December 24, 2015 | 2024-10-02 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, Attorney-in-Fact for Scott Beville, as Co-Trustee of Austin Singleton Irrevocable Trust, dated December 30, 2015 | 2024-10-02 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares withheld to cover tax withholding obligations in connection with the vesting of previously reported restricted stock units. |
(2) | On September 30, 2024, the Reporting Person gifted 19,231 shares of Class A common stock of OneWater Marine Inc. to the Austin Singleton Irrevocable Trust, Dated December 30, 2015, a family trust. |
(3) | Award of restricted stock units pursuant to the OneWater Marine Inc. 2020 Omnibus Incentive Plan. The award vests in three installments on October 1, 2025, October 1, 2026 and October 1, 2027, subject to continued employment through the applicable vesting date. |
(4) | On October 1, 2024, the Reporting Person gifted 30,903 shares of Class A common stock of OneWater Marine Inc. to the Austin Singleton Irrevocable Trust, Dated December 30, 2015, a family trust. |