First Citizens BancShares Inc.

12/04/2024 | Press release | Distributed by Public on 12/04/2024 13:50

Statement of Changes in Beneficial Ownership (Form 4)

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Holding Olivia Britton
2. Issuer Name and Ticker or Trading Symbol
FIRST CITIZENS BANCSHARES INC /DE/ [FCNCA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
POST OFFICE BOX 1352
3. Date of Earliest Transaction (Month/Day/Year)
12/03/2024
(Street)
SMITHFIELD, NC 27577
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 12/03/2024 G 447 D $ 0 537,787 I By Olivia B. Holding Revocable Trust
Class A Common 10,544 I As beneficiary of a trust
Class A Common 12,152 I CoTrustee of P. M. Bristow 2019 Irr Family Trust
Class A Common 2,675 I(1) By Holding Properties, LLC
Class A Common 827 I(1) By E&F Properties, Inc.
Class A Common 12,530 I(1) By Twin States Farming, Inc.
Class A Common 192,063 I(1) By Southern BancShares (N.C.), Inc and subsidiary
Class A Common 174,469 I(1) By YVC Holdings, Inc.
Class A Common 100,000 I(1) By Fidelity BancShares (N.C.), Inc.
Class B Common 121,860 I By Olivia B. Holding Revocable Trust
Class B Common 1,225 I As beneficiary of a trust
Class B Common 2,156 I(1) By Holding Properties, LLC
Class B Common 200 I(1) By E&F Properties, Inc.
Class B Common 1,355 I(1) By Twin States Farming, Inc.
Class B Common 22,619 I(1) By Southern BancShares (N.C.), Inc.
Class B Common 4,480 I(1) By YVC Holdings, Inc.
Depositary Shares(2) 22,000 I(1) By Holding Properties, LLC
Depositary Shares(2) 198,945 I(1) By Southern BancShares (N.C.), Inc.
Depositary Shares(2) 200,000 I(1) By Fidelity BancShares (N.C.), Inc.
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Holding Olivia Britton
POST OFFICE BOX 1352
SMITHFIELD, NC 27577
X

Signatures

Olivia B. Holding, By: E. Knox Proctor V , Attorney-in-fact 12/04/2024
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
(2) Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.