Ownership Submission
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL
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OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
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(Print or Type Responses)
1. Name and Address of Reporting Person *
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Krogulski Kenneth
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2. Issuer Name and Ticker or Trading Symbol
CUMBERLAND PHARMACEUTICALS INC [CPIX]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director
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_____ 10% Owner
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_____ Officer (give title below)
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_____ Other (specify below)
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1600 WEST END AVE., SUITE 1300
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3. Date of Earliest Transaction (Month/Day/Year)
10/01/2024
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NASHVILLE, TN 37203
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4. If Amendment, Date Original Filed (Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Transaction Date (Month/Day/Year)
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2A. Deemed Execution Date, if any (Month/Day/Year)
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3. Transaction Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
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7. Nature of Indirect Beneficial Ownership
(Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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10/01/2024
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P
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V
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309(1)
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A
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$1.27
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256,800
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D
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Common Stock
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10/02/2024
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P
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V
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309(1)
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A
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$1.29
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257,109
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D
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Common Stock
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10/03/2024
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P
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V
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309(1)
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A
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$1.28
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257,418
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D
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Common Stock
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10/04/2024
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P
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V
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309(1)
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A
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$1.28
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257,727
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D
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Common Stock
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10/07/2024
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P
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V
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309(1)
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A
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$1.29
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258,036
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D
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Common Stock
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10/08/2024
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P
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V
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309(1)
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A
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$1.3
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258,345
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D
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Common Stock
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10/09/2024
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P
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V
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309(1)
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A
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$1.31
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258,654
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D
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Common Stock
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10/10/2024
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P
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V
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309(1)
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A
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$1.32
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258,963
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D
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Common Stock
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10/11/2024
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P
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V
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309(1)
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A
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$1.39
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259,272
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D
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Common Stock
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10/14/2024
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P
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V
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309(1)
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A
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$1.37
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259,581
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D
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Common Stock
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10/15/2024
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P
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V
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309(1)
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A
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$1.3
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259,890
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D
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Common Stock
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10/16/2024
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P
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V
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309(1)
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A
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$1.25
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260,199
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D
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Common Stock
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10/17/2024
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P
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V
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309(1)
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A
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$1.3
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260,508
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D
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Common Stock
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10/18/2024
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P
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V
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309(1)
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A
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$1.28
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260,817
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D
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Common Stock
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10/21/2024
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P
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V
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309(1)
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A
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$1.25
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261,126
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D
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Common Stock
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10/22/2024
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P
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V
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309(1)
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A
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$1.25
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261,435
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D
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Common Stock
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10/23/2024
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P
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V
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309(1)
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A
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$1.26
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261,744
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D
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Common Stock
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10/24/2024
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P
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V
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309(1)
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A
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$1.24
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262,053
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D
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Common Stock
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10/25/2024
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P
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V
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309(1)
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A
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$1.23
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262,362
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D
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Common Stock
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10/28/2024
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P
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V
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309(1)
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A
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$1.25
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262,671
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D
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Common Stock
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10/29/2024
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P
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V
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309(1)
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A
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$1.24
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262,980
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D
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Common Stock
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10/30/2024
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P
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V
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309(1)
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A
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$1.32
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263,289
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D
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Common Stock
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10/31/2024
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P
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V
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309(1)
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A
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$1.2
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263,598
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D
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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SEC 1474 (9-02)
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date (Month/Day/Year)
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3A. Deemed Execution Date, if any (Month/Day/Year)
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4. Transaction Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year)
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7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
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11. Nature of Indirect Beneficial Ownership
(Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Reporting Owners
Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Krogulski Kenneth
1600 WEST END AVE., SUITE 1300
NASHVILLE, TN 37203
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X
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Signatures
Kenneth J. Krogulski by /s/ John Hamm as attorney-in-fact
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11/05/2024
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**Signature of Reporting Person
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Date
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Explanation of Responses:
*
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If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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(1)
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The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.
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Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.