10/03/2024 | Press release | Distributed by Public on 10/03/2024 14:12
As filed with the Securities and Exchange Commission on October 3, 2024
Securities Act File No. 333-253997
Investment Company Act File No. 811-23645
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
☒ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | ||
☐ Pre-Effective Amendment No.__ | ||
☒ Post-Effective Amendment No. 165 | ||
AND/OR | ||
☒ REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | ||
☒ Amendment No. 166 |
NEOS ETF TRUST
(Exact Name of Registrant as Specified in its Charter)
13 Riverside Ave
Westport, CT 06880
(Address of Principal Executive Offices)
Registrant's Telephone Number, including Area Code: 203.298.7300
The Corporation Trust Company
Corporation Trust Center
1209 Orange Street
Wilmington, Delaware 19801
(Name and address of agent for service)
Copy to:
Garrett Paolella
NEOS ETF Trust
13 Riverside Ave
Westport, CT 06880
Bibb L. Strench, Esq.
Thompson Hine LLP
1919 M Street, N.W., Suite 700
Washington, D.C. 20036
Approximate Date of Proposed Public Offering: As soon as practicable after the effective date of the Registration Statement.
It is proposed that this filing will become effective:
☐ Immediately upon filing pursuant to paragraph (b)
☒ On October 8, 2024 pursuant to paragraph (b)
☐ 60 days after filing pursuant to paragraph (a)(1)
☐ On (date) pursuant to paragraph (a)(1)
☐ 75 days after filing pursuant to paragraph (a)(2)
☐ On (date) pursuant to paragraph (a)(2) of Rule 485.
If appropriate, check the following box:
☒ This post-effective amendment designates a new effective date for a previously filed post-effective amendment
Parts A, B and C filed in Post-Effective Amendment No. 35 to the Registration Statement of NEOS ETF Trust (formerly SHP ETF Trust) on behalf of NEOS Bitcoin High Income ETF and NEOS Bitcoin Quantitative Trend ETF as filed with the Securities and Exchange Commission pursuant to Rule 485(a) under the Securities Act of 1933 on May 23, 2023 (Accession Number 0001839882-23-013358), are herein incorporated by reference. This filing is being made pursuant to Rule 485(b)(1)(iii) under the Securities Act of 1933 to extend the effectiveness of the Registration Statement until October 8, 2024.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirement for effectiveness of this Registration Statement under rule 485(b) under the Securities Act of 1933 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the city of Westport, and State of Connecticut, on the 3rd day of October 2024.
NEOS ETF Trust | |||
By: | /s/ Garrett Paolella | ||
Name: | Garrett Paolella | ||
Title: | President, Principal Executive Officer, and Trustee | ||
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following person in the capacities and on the date indicated.
Signature | Title | Date | ||
/s/ Garrett Paolella | President, Principal Executive Officer, Trustee and Chairman | October 3, 2024 | ||
Garrett Paolella | ||||
/s/ Troy Cates | Trustee and Vice Chairman | October 3, 2024 | ||
Troy Cates | ||||
* | Trustee | October 3, 2024 | ||
Sharon Cheever | ||||
* | Trustee | October 3, 2024 | ||
Richard Keary | ||||
* | Trustee | October 3, 2024 | ||
John Jacobs | ||||
* | Trustee | October 3, 2024 | ||
Robert Sherry | ||||
/s/ Josh Hunter | Treasurer and Principal Financial Officer | October 3, 2024 | ||
Josh Hunter | ||||
*By: | /s/ Garrett Paolella |
Garrett Paolella