Hamilton Beach Brands Holding Company

12/10/2024 | Press release | Distributed by Public on 12/10/2024 19:25

Statement of Changes in Beneficial Ownership (Form 4)

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
RANKIN ROGER F
2. Issuer Name and Ticker or Trading Symbol
Hamilton Beach Brands Holding Co [HBB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) __X__ Other (specify below)
Member of a Group
(Last) (First) (Middle)
4421 WATERFRONT DRIVE
3. Date of Earliest Transaction (Month/Day/Year)
12/06/2024
(Street)
GLEN ALLEN, VA 23060
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/09/2024 J(1) 64,680 D (2) 149,352 I Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin
Class A Common Stock 10,640 I Reporting Person Serves as Trustee of Trusts fbo the Estate of Alfred M. Rankin, Sr.(3)
Class A Common Stock 19,200 I Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren(3)
Class A Common Stock 5,067 I Spouse is Co-Trustee for the benefit of Reporting Person's daughter(3)
Class A Common Stock 8,841 I Spouse is Co-Trustee for the benefit of Reporting Person's daughter(3)
Class A Common Stock 400 I Reporting Person serves as Trustee for the benefit of A. Farnham Rankin(3)
Class A Common Stock 400 I Reporting Person serves as Trustee for the benefit of Elisabeth M. Rankin(3)
Class A Common Stock 780 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin(3)
Class A Common Stock 780 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin(3)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (2) (2) (2) Class A Common Stock 20,096 20,096 I Proportionate LP interest in shares of RA HBB, LP held by BTR 2020 GST fbo Anne F. Rankin(3)
Class B Common Stock (2) (2) (2) Class A Common Stock 20,096 20,096 I Proportionate LP interest of RA HBB, L.P. held by BTR 2020 GST fbo Elisabeth M. Rankin(3)
Class B Common Stock (2) (2) (2) Class A Common Stock 18,861 18,861 I Proportionate LP interest of RA HBB, L.P. held by BTR 2012 GST for A. Farnham Rankin(3)
Class B Common Stock (2) (2) (2) Class A Common Stock 18,861 18,861 I Proportionate LP interest of RA HBB, L.P. held by BTR 2012 GST for Elisabeth M. Rankin(3)
Class B Common Stock (2) (2) (2) Class A Common Stock 3,950 3,950 I Proportionate GP interest in shares of RA HBB, L.P. held by Rankin Management, Inc.
Class B Common Stock (2) (2) (2) Class A Common Stock 384,434 384,434 I Proportionate LP interest of RA, HBB, L.P. held by Trusts fbo Reporting Person?s Spouse(3)
Class B Common Stock (2) 12/06/2024 G 5,606 (2) (2) Class A Common Stock 5,606 $ 0 4,061 I Proportionate LP interest of RA HBB, L.P. held by a Trust fbo Reporting Person
Class B Common Stock (2) 12/06/2024 G V 2,803 (2) (2) Class A Common Stock 2,803 $ 0 46,903 I Spouse?s proportionate interest of RA HBB LP held by Trust fbo Reporting Person's daughter(3)
Class B Common Stock (2) 12/06/2024 G V 2,803 (2) (2) Class A Common Stock 2,803 $ 0 43,128 I Spouse?s proportionate interest of RA HBB LP held by Trust fbo Reporting Person's daughter(3)
Class B Common Stock (2) 12/09/2024 J(4) 64,680 (2) (2) Class A Common Stock 64,680 (2) 248,079 I Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
RANKIN ROGER F
4421 WATERFRONT DRIVE
GLEN ALLEN, VA 23060
Member of a Group

Signatures

/s/ Brent A. Ashley, attorney-in-fact 12/10/2024
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 29, 2017, as amended.
(2) N/A
(3) Reporting Person disclaims beneficial ownership of all such shares.
(4) Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 29, 2017, as amended.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.