Entergy Corporation

11/12/2024 | Press release | Distributed by Public on 11/12/2024 15:07

Statement of Changes in Beneficial Ownership - Form 4

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
COOK-NELSON KIMBERLY
2. Issuer Name and Ticker or Trading Symbol
ENTERGY CORP /DE/ [ETR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
EVP & Chief Nuclear Officer
(Last) (First) (Middle)
C/O ENTERGY CORPORATION LEGAL DEPARTMENT, 639 LOYOLA AVENUE, 26TH FLOOR
3. Date of Earliest Transaction (Month/Day/Year)
11/08/2024
(Street)
NEW ORLEANS, LA 70113
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/08/2024 M 8,900 A $89.19 19,074 D
Common Stock 11/08/2024 M 5,500 A $131.72 24,574 D
Common Stock 11/08/2024 M 3,417 A $95.87 27,991 D
Common Stock 11/08/2024 M 4,471 A $109.59 32,462 D
Common Stock 11/08/2024 M 3,269 A $108.47 35,731 D
Common Stock 11/08/2024 S 25,557 D $148.77(1) 10,174(2) D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $108.47 11/08/2024 M 3,269 (3) 01/26/2033 Common Stock 3,269 $ 0 6,540 D
Employee Stock Option (Right to Buy) $109.59 11/08/2024 M 4,471 (4) 01/27/2032 Common Stock 4,471 $ 0 2,236 D
Employee Stock Option (Right to Buy) $95.87 11/08/2024 M 3,417 01/28/2024 01/28/2031 Common Stock 3,417 $ 0 0 D
Employee Stock Option (Right to Buy) $131.72 11/08/2024 M 5,500 01/30/2023 01/30/2030 Common Stock 5,500 $ 0 0 D
Employee Stock Option (Right to Buy) $89.19 11/08/2024 M 8,900 01/31/2022 01/31/2029 Common Stock 8,900 $ 0 0 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
COOK-NELSON KIMBERLY
C/O ENTERGY CORPORATION LEGAL DEPARTMENT
639 LOYOLA AVENUE, 26TH FLOOR
NEW ORLEANS, LA 70113
EVP & Chief Nuclear Officer

Signatures

/s/ Daniel T. Falstad, by power of attorney granted by the Reporting Person 11/12/2024
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $148.65 to $148.86. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
(2) Includes 42 shares of Entergy common stock acquired through the dividend reinvestment feature of Entergy's equity ownership plans.
(3) The options were granted to the reporting person on January 26, 2023 and become exercisable in three equal annual installments beginning on the first anniversary of the date of grant.
(4) The options were granted to the reporting person on January 27, 2022 and become exercisable in three equal annual installments beginning on the first anniversary of the date of grant.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.