Ownership Submission
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FORM 4
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Check this box if no longer subject to Section 16, Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL
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OMB Number:3235-0287Expires:January 31, 2005Estimated average burden hours per response...0.5
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1. Name and Address of Reporting Person *
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Cudahy Theresa Ellen
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2. Issuer Name and Ticker or Trading Symbol
CuriosityStream Inc. [CURI]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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_____ Director
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_____ 10% Owner
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_____ Officer (give title below)
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_____ Other (specify below)
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COO, Gen Counsel and Secretary /
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(Last)
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(First)
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(Middle)
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8484 GEORGIA AVE., SUITE 700
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3. Date of Earliest Transaction (Month/Day/Year)
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(Street)
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SILVER SPRING
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MD
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20910
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4. If Amendment, Date Original Filed(Month/Day/Year)
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6. Individual or Join/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
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2. Transaction Date (Month/Day/Year)
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2A. Deemed Execution Date, if any (Month/Day/Year)
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3. Transaction Code
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4. Securities Acquired (A) or Disposed of (D)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
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6. Ownership Form: Direct (D) or Indirect (I)
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7. Nature of Indirect Beneficial Ownership
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
(e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date (Month/Day/Year)
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3A. Deemed Execution Date, if any (Month/Day/Year)
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4. Transaction Code
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
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8. Price of Derivative Security
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
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11. Nature of Indirect Beneficial Ownership
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expriation Date
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Title
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Amount or Number of Shares
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Cudahy Theresa Ellen
8484 GEORGIA AVE., SUITE 700
SILVER SPRING, MD20910
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COO, Gen Counsel and Secretary
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Signatures
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/s/ P. Brady Hayden as attorney-in-fact for Tia Cudahy
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2024-07-30
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**Signature of Reporting Person
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Date
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Explanation of Responses:
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(*)
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If the form is filed by more than one reporting person, see Instruction 5(b)(v).
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(**)
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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(1)
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In June 2024, the Compensation Committee of the Board of Directors of the Company adjusted the vesting schedule for the RSUs granted to Ms. Cudahy on January 4, 2021, March 25, 2021, September 20, 2021, January 1, 2022, July 28, 2023 and May 8, 2025, such that a total of 126,420 RSUs will vest on July 26, 2024, and a total of 78,916 RSUs will vest on January 3, 2025.
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(2)
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On July 26, 2024, 125,778 restricted stock units previously granted to Ms. Cudahy on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis.
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(3)
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On July 26, 2024, 409 restricted stock units previously granted to Ms. Cudahy on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis.
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Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Curiositystream Inc.