11/18/2024 | Press release | Distributed by Public on 11/18/2024 16:30
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock-FMBI NQ Def Comp Plan-Non-Employee Directors | (1) | (1) | (1) | Common Stock | 6,433 | 6,433(2) | D | ||||||||
Phantom Stock - ONB Directors Deferred Compensation Plan | (3) | 11/14/2024 | A | 4,565(3) | (3) | (3) | Common Stock | 4,565 | $21.9079 | 11,632(4) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Brown Thomas Lynn ONE MAIN STREET EVANSVILLE, IN 47708 |
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/s/ Sharon K. Brantley, Paralegal, Attorney-in-Fact for Thomas Lynn Brown | 11/18/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") as a result of the deferral of quarterly directors fees paid to the participant. The shares of phantom stock represent shares of Old National Bancorp common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan. |
(2) | Between September 16, 2023 and September 16, 2024, the Reporting Person acquired 207 shares of Old National Bancorp common stock pursuant to the Dividend Reinvestment feature of the Plan. |
(3) | Represents shares of phantom stock acquired pursuant to the Old National Bancorp Directors' Deferred Compensation Plan for nonemployee directors as a result of the deferral of the equity portion of the Reporting Person's 2024 annual director compensation. |
(4) | Between September 16, 2023 and September 16, 2024, the Reporting Person acquired 227 shares of Old National Bancorp common stock pursuant to the Dividend Reinvestment feature of the Plan. |