11/05/2024 | Press release | Distributed by Public on 11/05/2024 17:16
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Mintz Brandon Taylor C/O BITCOIN DEPOT INC., 3343 PEACHTREE ROAD NE, SUITE 750 ATLANTA, GA 30326 |
X | Chief Executive Officer | ||
BT Assets, Inc. C/O BITCOIN DEPOT INC., 3343 PEACHTREE ROAD NE, SUITE 750 ATLANTA, GA 30326 |
X |
/s/ Felicity Lewis, as attorney-in-fact for Brandon Mintz | 11/05/2024 |
**Signature of Reporting Person | Date |
/s/ Felicity Lewis, as attorney-in-fact for BT Assets, Inc. | 11/05/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sale of stock reflected in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on November 30, 2023. |
(2) | The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on November 1, 2024 at prices ranging from $1.50 to $1.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
(3) | The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on November 5, 2024 at the price of $1.50. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
(4) | Shares of the Issuer's Class V Common Stock may be exchanged for shares of the Issuer's Class A Common Stock on a one-for-one basis at the election of BT Assets in connection with the redemption of the same number of Common Units of BT HoldCo LLC pursuant to the BT HoldCo LLCA. |
(5) | The reporting person is the sole member of BT Assets, Inc. and therefore may be deemed to beneficially own the reported securities. |
Remarks: PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN |