SHP ETF Trust

10/30/2024 | Press release | Distributed by Public on 10/30/2024 04:03

New Listing Registration Form 8 A12B

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

NEOS ETF TRUST

(Exact name of registrant as specified in its charter)

Delaware See below
(State of incorporation or organization) (I.R.S. Employer Identification No.)
13 Riverside Avenue,
Westport, CT
06880
(Address of principal executive offices) (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

Title of each class
to be so registered
Name of each exchange on
which each class is to be
registered
I.R.S. Employer Identification No.
Shares of beneficial interest, no par value, of:
NEOS Nasdaq-100® Hedged Equity Income ETF NYSE Arca, Inc. 84-3323194

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐

Securities Act registration statement file number to which this form relates: 333-253997

Securities to be registered pursuant to Section 12(g) of the Act: None

INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1. Description of Registrant's Securities to be Registered.

A description of the shares of beneficial interest, no par value, of the above referenced series of NEOS ETF Trust (the "Registrant"), is incorporated herein by reference to Post-Effective Amendment No. 126 to the Registrant's registration statement on Form N-1A, filed with the Securities and Exchange Commission on April 18, 2024. Any form of supplement to the registration statement subsequently filed is hereby also incorporated by reference herein.

Item 2. Exhibits.

1. Certificate of Trust, incorporated herein by reference to Exhibit (a)(1) to the Registrant's Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on March 8, 2021.
2. Registrant's Amended Agreement and Declaration of Trust, incorporated herein by reference to Exhibit (a)(2) to the Registrant's Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on September 26, 2023.
3. Registrant's By-Laws, incorporated herein by reference to Exhibit (b)(1) to the Registrant's Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on September 26, 2023.

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement on Form 8-A to be signed on its behalf by the undersigned, thereto duly authorized in the City of Westport, and State of Connecticut, on the 29th day of October 2024.

NEOS ETF Trust
(Registrant)
By: /s/ Garrett Paolella
Name: Garrett Paolella
Title: President, Principal Executive Officer, and Trustee