Investor Alert (EQUIEDGE SECURITIES LLP)

Company: EQUIEDGE SECURITIES LLP

Regulator: Financial Conduct Authority

Jurisdiction: United Kingdom

Date: 17 Jul 2024

Link:https://www.fca.org.uk/news/warnings/equiedge-securities-llp

Subject: Regarding fraudulent or manipulative practices (insider dealing, market manipulation, misrepresentation of material information, etc.)

Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements

Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents)

Regarding markets, exchanges, and clearing and settlement entities

Regarding Emerging Digital Threats including ICOs and crypto-assets

Miscellaneous

Comments: No additional comments posted.