12/12/2024 | Press release | Distributed by Public on 12/12/2024 17:14
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Performance Stock Units(3) | $ 0 | 12/10/2024 | A | 17,309 | (4) | (5) | Common Stock | 17,309 | $ 0 | 17,309 | D | ||||
Restricted Stock Units | $ 0 | 12/10/2024 | A | 12,616 | (6) | (5) | Common Stock | 12,616 | $ 0 | 12,616 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sheffield Holly R C/O THE COOPER COMPANIES, INC. 6101 BOLLINGER CANYON ROAD, SUITE 500 SAN RAMON, CA 94583 |
President, CSI |
/s/ Sheffield Holly R by Aloma Avery, as Attorney-in-Fact | 12/12/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Adjusted to reflect Issuer's 4-for-1 stock split effected on February 16, 2024. |
(2) | The Form 4/A filed by the Reporting Person on February 15, 2024 understated the amount of securities beneficially owned in Box 5 of Table I by 181 shares. The amount of securities beneficially owned has been adjusted in this Form 4 to correct the aforementioned error in prior filings. |
(3) | Performance stock units earned for the three-year performance period ended Oct 31, 2024, which will vest and convert to shares of the Issuer's common stock on Feb 1, 2025, subject to continued service. |
(4) | This award automatically converts to shares of common stock at vest |
(5) | This award has no expiration date. Units will either vest or be forfeit. |
(6) | 25%/year over 4 years - Jan 8 vest date beginning on 08-Jan-2025 |