10/09/2024 | Press release | Distributed by Public on 10/09/2024 13:40
Securities Act Registration No. 333-102844
Investment Company Act Registration No. 811-21290
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | [X] |
Pre-Effective Amendment No. __ | [ ] |
Post-Effective Amendment No. 64 | [X] |
And/or | |
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | [X] |
Amendment No. 65 | [X] |
NEIMAN FUNDS
(Exact Name of Registrant as Specified in Charter)
305 Spindrift Drive Williamsville, New York (Address of Principal Executive Offices) |
14221 (Zip Code) |
Registrant's Telephone Number, including Area Code: (716) 568-8566
Daniel Neiman
Neiman Funds
305 Spindrift Drive
Williamsville, New York 14221
(Name and Address of Agent for Service)
Copies to:
Donald S. Mendelsohn
Thompson Hine LLP
312 Walnut Street, 14th Floor
Cincinnati, Ohio 45202-4089
It is proposed that this filing will become effective (check appropriate box)
[ ] immediately upon filing pursuant to paragraph (b)
[X] on November 1, 2024 pursuant to paragraph (b)
[ ] 60 days after filing pursuant to paragraph (a)(1)
[ ] on (date) pursuant to paragraph (a)(1)
[ ] on 75 days after filing pursuant to paragraph (a)(2)
[ ] on (date) pursuant to paragraph (a)(2) of Rule 485.
If appropriate, check the following box:
[X] this post-effective amendment designates a new effective date for a previously
filed post-effective amendment.
EXPLANATORY NOTE
This Post-Effective Amendment No. 64 to the Registration Statement on Form N-1A ("PEA No. 64") for Neiman Funds (the "Trust") applies only to the Advisors Capital Growth Fund and the Advisors Capital International Fund, each a series of the Trust. PEA No. 64 is being filed solely to designate a new effective date for a previously filed post-effective amendment, Post-Effective Amendment No. 63 to the Trust's Registration Statement on Form N-1A ("PEA No. 63"). PEA No. 63 (accession number 0001413042-24-000563) was filed with the Commission on July 31, 2024, pursuant to paragraph (a)(2) of Rule 485 under the Securities Act of 1933 and was scheduled to become effective on October 15, 2024. PEA No. 63 also applied only to the Advisors Capital Growth Fund and the Advisors Capital International Fund. Part A (Prospectus), Part B (Statement of Additional Information) and Part C of PEA No. 63 are incorporated herein by reference.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Amendment to its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Diego, State of California, on the 9th day of October, 2024.
NEIMAN FUNDS
By: /s/ Daniel Neiman
Daniel Neiman, President
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment to the Registrant's Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
Signature | Title | Date |
/s/ Daniel Neiman | President | October 9, 2024 |
Daniel Neiman | Treasurer | |
Chief Financial Officer | ||
Secretary | ||
Michael Lomas* | Trustee | |
Darla Clark* | Trustee | |
Suzanne Cowan Dimeff* | Trustee | |
Robert Boerner* | Trustee |
* By:/s/ Daniel Neiman
Daniel Neiman, Attorney-In-Fact
Date: October 9, 2024