Hyster-Yale Inc.

11/22/2024 | Press release | Distributed by Public on 11/22/2024 09:15

Statement of Changes in Beneficial Ownership - Form 4

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
(Print or Type Responses)
1. Name and Address of Reporting Person *
BUTLER JOHN C JR
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [HY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) __X__ Other (specify below)
Member of a Group
(Last) (First) (Middle)
5875 LANDERBROOK DRIVE
3. Date of Earliest Transaction (Month/Day/Year)
11/20/2024
(Street)
MAYFIELD HEIGHTS, OH 44124
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/20/2024 G 1,336 D $ 0 53,699 I Held in trust fbo Reporting Person.
Class A Common Stock 11/20/2024 G 668 A $ 0 12,700 I Reporting Person is trustee of Trust fbo child.(1)
Class A Common Stock 11/20/2024 G 668 A $ 0 12,388 I Reporting Person is trustee of Trust fbo child.(1)
Class A Common Stock 2,085 I child's proportionate partnership interest shares held by AMR Associates LP(1)
Class A Common Stock 2,085 I child's proportionate partnership interest shares held by AMR Associates LP(1)
Class A Common Stock 162,518 I Spouse's proportionate partnership interest shares held by AMR Associates LP(1)
Class A Common Stock 2,647 I Spouse serves as Trustee of GSTs for the benefit of Helen R. Butler(1)
Class A Common Stock 183,530 I Held by Trust for the benefit of Reporting Person's Spouse(1)
Class A Common Stock 2,800 I Held in an Individual Retirement Account for the benefit of the Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (2) (2) (2) Class A Common Stock 1,691 1,691 I Child's proportionate partnership interest shares held by AMR Associates LP(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 8,879 8,879 I Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 18,104 18,104 I Child's trust?s proportionate interests in shares held by Rankin Associates II.(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 461 461 I Represents percentage of ownership interest of Rankin Associates V partnership held in trust(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 634 634 I Child's proportionate interest in shares held by Rankin Associates VI(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 1,691 1,691 I Child's proportionate partnership interest shares held by AMR Associates LP(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 8,880 8,880 I Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 18,416 18,416 I Child's trust?s proportionate interests in shares held by Rankin Associates II.(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 461 461 I child's proportionate interests held in shares in Rankin Associates V(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 634 634 I Child's proportionate interest in shares held by Rankin Associates VI(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 131,829 131,829 I Spouse's proportionate partnership interest shares held by AMR Associates LP(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 20,160 20,160 I Spouse is Trustee of BTR 2020 GST trust fbo Helen Butler(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 41,679 41,679 I Spouse is Trustee of GSTs for the benefit of Helen R. Butler(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 52,321 52,321 I spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 85,056 85,056 I spouse's proportionate limited partnership interest in shared held by RAIV Class B(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 146 146 I Spouse's proportionate interest in shares held by Rankin Associates VI(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 2,800 2,800 I Held in an Individual Retirement Account for the benefit of the Reporting Person

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
BUTLER JOHN C JR
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH 44124
X Member of a Group

Signatures

/s/ Suzanne S. Taylor, attorney-in-fact 11/21/2024
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Reporting Person disclaims beneficial ownership of all such shares.
(2) N/A
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.