10/02/2024 | Press release | Distributed by Public on 10/02/2024 07:26
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BROOKFIELD Corp /ON/ BROOKFIELD PLACE 181 BAY STREET, SUITE 100 TORONTO, A6M5J 2T3 |
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Brookfield Asset Management ULC BROOKFIELD PLACE 181 BAY STREET, SUITE 100 TORONTO, A6M5J 2T3 |
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BPG Manager Holdings GP ULC BROOKFIELD PLACE 181 BAY STREET, SUITE 100 TORONTO, A1M5J 2T3 |
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BPG Manager Holdings L.P. BROOKFIELD PLACE 181 BAY STREET, SUITE 100 TORONTO, A6M5J 2T3 |
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Brookfield US Holdings Inc. BROOKFIELD PLACE 181 BAY STREET, SUITE 100 TORONTO, A6M5J 2T3 |
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Brookfield US Inc. 250 VESEY STREET, 15TH FLOOR NEW YORK, NY10281 |
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Brookfield Property Master Holdings LLC 250 VESEY STREET, 15TH FLOOR NEW YORK, NY10281 |
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Brookfield Property Group LLC 250 VESEY STREET, 15TH FLOOR NEW YORK, NY10281 |
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Brookfield REIT Adviser LLC 250 VESEY STREET, 15TH FLOOR NEW YORK, NY10281 |
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Brookfield REIT Adviser LLC, By: /s/ Michelle Campbell, Name: Michelle Campbell, Title: Secretary | 2024-10-02 |
**Signature of Reporting Person | Date |
Brookfield Property Group LLC, By: /s/ Melissa Lang, Name: Melissa Lang, Title: Managing Director | 2024-10-02 |
**Signature of Reporting Person | Date |
Brookfield Property Master Holdings LLC, By: /s/ Melissa Lang, Name: Melissa Lang, Title: Managing Director | 2024-10-02 |
**Signature of Reporting Person | Date |
Brookfield US Inc., By: /s/ Kathy Sarpash, Name: Kathy Sarpash, Title: Secretary | 2024-10-02 |
**Signature of Reporting Person | Date |
Brookfield US Holdings Inc., By: /s/ Kathy Sarpash, Name: Kathy Sarpash, Title: Director | 2024-10-02 |
**Signature of Reporting Person | Date |
BPG MANAGER HOLDINGS GP ULC, By: /s/ Valerie Tso, Name: Valerie Tso, Title: President | 2024-10-02 |
**Signature of Reporting Person | Date |
BPG MANAGER HOLDINGS L.P., by its general partner, BPG Manager Holdings GP ULC, By: /s/ Valerie Tso, Name: Valerie Tso, Title: President | 2024-10-02 |
**Signature of Reporting Person | Date |
Brookfield Asset Management ULC, By: /s/ Kathy Sarpash, Name: Kathy Sarpash, Title: Managing Director | 2024-10-02 |
**Signature of Reporting Person | Date |
Brookfield Corporation, By: /s/ Swati Mandava, Name: Swati Mandava, Title: Managing Director | 2024-10-02 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects shares redeemed by Brookfield REIT Adviser LLC (the "Adviser") that were issued by the Issuer as payment of the monthly management fee as compensation for the services the Adviser provides to the Issuer, pursuant to, and subject to the terms and conditions of, the advisory agreement among the Adviser, Brookfield REIT Operating Partnership L.P. and the Issuer. |
(2) | These shares are held directly by the Adviser and indirectly by Brookfield Property Group LLC ("BPG"), Brookfield Property Master Holdings LLC ("BPM Holdings"), Brookfield US Inc. ("BUSI"), BPG Manager Holdings GP ULC ("BPG GP"), BPG Manager Holdings L.P. ("BPG LP"), Brookfield US Holdings Inc. ("BUSHI"), Brookfield Asset Management ULC ("BAM-ULC") and Brookfield Corporation ("BCORP"). BCORP is a holder of common shares of BAM-ULC and special tracking preferred shares and Class B senior preferred shares of BUSHI. BAM-ULC is the holder of Class B common shares of BUSHI and the sole member of BPG GP. BPG GP is the general partner of BPG LP. BUSHI is the holder of Class A common shares and Class C preferred shares of BUSI . BUSI is the managing member of BPM Holdings. BPM Holdings is the sole member of BPG, which is the managing member of the Adviser. |
(3) | This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |