09/11/2024 | Press release | Distributed by Public on 09/11/2024 13:53
As filed with the Securities and Exchange Commission on September 11, 2024
1933 Act Registration No. 33-72424
1940 Act Registration No. 811-8194
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | x |
Pre-Effective Amendment No. | |
Post-Effective Amendment No. 278 | x |
and/or | |
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | x |
Amendment No. 279 | x |
(Check appropriate box or boxes.)
FINANCIAL INVESTORS TRUST
(Exact name of Registrant as Specified in Charter)
1290 Broadway, Suite 1000
Denver, CO 80203
(Address of principal executive offices) (Zip Code)
Registrant's Telephone Number, including Area Code: (303) 623-2577
Brendan Hamill
Financial Investors Trust
1290 Broadway, Suite 1000
Denver, CO 80203
(Name and Address of Agent of Service)
Copy to:
Peter H. Schwartz, Esq.
Davis Graham & Stubbs LLP
1550 17th Street, Suite 500
Denver, CO 80202
Approximate Date of Proposed Public Offering: As soon as practicable after the effective date of this Amendment
It is proposed that this filing will become effective (check appropriate box):
[__] | immediately upon filing pursuant to paragraph (b) | |
[X] | On September 20, 2024, pursuant to paragraph (b) | |
[__] | 60 days after filing pursuant to paragraph (a) (1) | |
[__] | on (date) pursuant to paragraph (a) | |
[__] | 75 days after filing pursuant to paragraph (a) (2) | |
[__] | on (date), pursuant to paragraph (a) (2) |
If appropriate, check the following box:
[X] | This post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
The sole purpose of this filing is to delay the effectiveness of the Registrant's Post-Effective Amendment No. 268 to its Registration Statement until September 20, 2024. Post-Effective Amendment No. 268 to the Registrant's Registration Statement relates to the ALPS Balanced Opportunity Fund (formerly, ALPS | Smith Balanced Opportunity Fund), a series of the Registrant. Parts A, B and C of the Registrant's Post-Effective Amendment No. 268 under the Securities Act of 1933 and Amendment No. 269 under the Investment Company Act of 1940, filed on June 28, 2024, are incorporated by reference herein.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirement for effectiveness of this registration statement under rule 485(b) and has duly caused this Post-Effective Amendment No. 278, of its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Denver, and State of Colorado, on the 11th day of September, 2024.
FINANCIAL INVESTORS TRUST | |||
(Registrant) | |||
By: | /s/ Lucas Foss | ||
Lucas Foss | |||
President |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
Signature | Title | Date | ||
/s/ Edmund J. Burke | Trustee | September 11, 2024 | ||
Edmund J. Burke* | ||||
/s/ Jeremy W. Deems | Trustee | September 11, 2024 | ||
Jeremy W. Deems* | ||||
/s/ Mary K. Anstine | Trustee | September 11, 2024 | ||
Mary K. Anstine* | ||||
/s/ Jerry G. Rutledge | Trustee | September 11, 2024 | ||
Jerry G. Rutledge* | ||||
/s/ Michael "Ross" Shell | Chairman and Trustee | September 11, 2024 | ||
Michael "Ross" Shell* | ||||
/s/ Lucas Foss |
President, Principal Executive Officer | September 11, 2024 | ||
Lucas Foss | ||||
/s/ Jennell Panella | Treasurer, Principal Financial Officer, Principal Accounting Officer | September 11, 2024 | ||
Jennell Panella |
* | Signature affixed by Brendan Hamill pursuant to a power of attorney dated June 11, 2024. |