12/10/2024 | Press release | Distributed by Public on 12/10/2024 16:45
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units - LLYVK | (3) | 12/09/2024 | M | 1,132 | (4) | (4) | Series C Liberty Live Common Stock | 1,132 | $ 0 | 2,265 | D | ||||
Restricted Stock Units - LLYVK | (3) | 12/09/2024 | M | 1,178 | (5) | 12/09/2025(5) | Series C Liberty Live Common Stock | 1,178 | $ 0 | 1,214 | D | ||||
Restricted Stock Units-FWONK | (6) | 12/09/2024 | M | 3,716 | (4) | (4) | Series C Liberty Formula One Common Stock | 3,716 | $ 0 | 7,433 | D | ||||
Restricted Stock Units-FWONK | (6) | 12/09/2024 | M | 1,428 | (5) | 12/09/2025(5) | Series C Liberty Formula One Common Stock | 1,428 | $ 0 | 1,472 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wendling Brian J 12300 LIBERTY BOULEVARD ENGLEWOOD, CO 80112 |
CAO/PFO |
/s/ Katherine C. Jewell as Attorney-in-Fact for Brian J. Wendling | 12/10/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit converted into one share of Series C Liberty Formula One Common Stock. |
(2) | Each restricted stock unit converted into one share of Series C Liberty Live Common Stock. |
(3) | Each restricted stock unit represents a contingent right to receive one share of Series C Liberty Live Common Stock. |
(4) | This restricted stock unit award vests in three substantially equal installments on December 9, 2024, 2025, and 2026. |
(5) | This restricted stock unit award vested 33% on December 14, 2023 and 2024, and will vest 34% on December 9, 2025, subject to the Reporting Person's continued service to the Issuer through the applicable vesting dates. |
(6) | Each restricted stock unit represents a contingent right to receive one share of Series C Liberty Formula One Common Stock. |