11/22/2024 | Press release | Distributed by Public on 11/22/2024 16:23
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Neuberger Berman Group LLC 1290 AVENUE OF THE AMERICAS NEW YORK, NY 10104 |
X | |||
Neuberger Berman Investment Advisers Holdings LLC 1290 AVENUE OF THE AMERICAS NEW YORK, NY 10104 |
X | |||
Neuberger Berman Investment Advisers LLC 1290 AVENUE OF THE AMERICAS 26TH FLOOR NEW YORK, NY 10104 |
X |
/s/ Brad Cetron, Managing Director for Neuberger Berman Group LLC | 11/22/2024 |
**Signature of Reporting Person | Date |
/s/ Brad Cetron, Managing Director for Neuberger Berman Investment Advisers Holdings LLC | 11/22/2024 |
**Signature of Reporting Person | Date |
/s/ Brad Cetron, Managing Director for Neuberger Berman Investment Advisers LLC | 11/22/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Neuberger Berman Investment Advisers LLC ("NBIA") serves as investment adviser to Neuberger Berman Opportunistic Capital Solutions Master Fund LP ("Master Fund") and, in such capacity, exercises voting and/or investment power over the shares held directly by Master Fund. Neuberger Berman Investment Advisers Holdings LLC is the holding company of NBIA and a subsidiary of Neuberger Berman Group LLC. Each of the Reporting Persons disclaim beneficial ownership of the securities held by Master Fund except to the extent of its pecuniary interest therein. |
(2) | This amount includes an additional 14,324,800 shares of Class A common stock that had previously been reported as directly held by CC Neuberger Principal Holdings II Sponsor LLC, which were transferred in kind to Master Fund in a transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rules 16a-9 and 16a-13 thereunder. |