B. Riley Financial Inc.

06/26/2024 | Press release | Distributed by Public on 06/26/2024 14:02

Submission of Matters to a Vote of Security Holders Form 8 K

Item 5.07. Submission of Matters to a Vote of Security Holders.

The 2024 annual meeting of stockholders (the "Annual Meeting") of B. Riley Financial, Inc. (the "Company") was held on June 21, 2024. Set forth below are the final voting results for each of the proposals submitted to a vote of the stockholders of the Company at the Annual Meeting.

1. Election of Directors:
Nominee for Director Votes For Votes
Against 		Abstentions Broker
Non-Votes
(01) Bryant R. Riley 15,063,363 231,321 23,961 6,924,536
(02) Thomas J. Kelleher 15,127,965 164,261 26,420 6,924,535
(03) Robert L. Antin 14,779,323 506,389 32,934 6,924,535
(04) Tammy Brandt 15,087,722 203,142 27,780 6,924,537
(05) Robert D'Agostino 14,212,124 1,077,909 28,610 6,924,538
(06) Renee E. LaBran 14,113,665 1,177,346 27,632 6,924,538
(07) Randall E. Paulson 13,737,588 1,547,471 33,585 6,924,537
(08) Michael J. Sheldon 15,059,040 224,519 35,087 6,924,535
(09) Mimi K. Walters 14,043,469 1,236,037 39,137 6,924,538
2. Ratification of the selection of Marcum LLP as independent registered public accounting firm for the fiscal year ending December 31, 2024:
Votes For Votes Against Abstentions
21,607,400 269,327 366,454