30/10/2024 | Press release | Distributed by Public on 31/10/2024 01:50
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to buy) | $23.84 | 10/30/2024 | M | 19,683 | (1) | 02/12/2028 | Common Stock | 19,683 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to buy) | $26.28 | 10/30/2024 | M | 21,348 | (2) | 02/10/2030 | Common Stock | 21,348 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to buy) | $28.32 | 10/30/2024 | M | 16,506 | (3) | 02/16/2031 | Common Stock | 16,506 | $ 0 | 5,502 | D | ||||
Employee Stock Option (Right to buy) | $29.08 | 10/30/2024 | M | 8,113 | (4) | 02/11/2032 | Common Stock | 8,113 | $ 0 | 8,114 | D | ||||
Employee Stock Option (Right to buy) | $34.75 | 10/30/2024 | M | 2,783 | (5) | 02/21/2033 | Common Stock | 2,783 | $ 0 | 8,351 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sherman Darrell 4900 N. SCOTTSDALE ROAD, SUITE 2000 SCOTTSDALE, AZ 85251 |
EVP, CLO & Secretary |
/s/ Darrell Sherman | 10/30/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On February 12, 2018, the Reporting Person was granted 26,244 options vesting in four equal installments on each of February 12, 2019, February 12, 2020, February 12, 2021, and February 12, 2022. |
(2) | On February 10, 2020, the Reporting Person was granted 21,348 options vesting in four equal installments on each of February 10, 2021, February 10, 2022, February 10, 2023, and February 10, 2024. |
(3) | On February 16, 2021, the Reporting Person was granted 22,008 options vesting in four equal installments on each of February 16, 2022, February 16, 2023, February 16, 2024, and February 16, 2025. |
(4) | On February 11, 2022, the Reporting Person was granted 16,227 options vesting in four equal installments on each of February 11, 2023, February 11, 2024, February 11, 2025, and February 11, 2026. |
(5) | On February 21, 2023, the Reporting Person was granted 11,134 options vesting in four equal installments on each of February 21, 2024, February 21, 2025, February 21, 2026, and February 21, 2027. |