Sempra Energy

11/20/2024 | Press release | Distributed by Public on 11/20/2024 18:49

Statement of Changes in Beneficial Ownership - Form 4

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
MIHALIK TREVOR I
2. Issuer Name and Ticker or Trading Symbol
SEMPRA [SRE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Executive VP and Group Pres
(Last) (First) (Middle)
488 8TH AVENUE
3. Date of Earliest Transaction (Month/Day/Year)
11/19/2024
(Street)
SAN DIEGO, CA 92101
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/19/2024 M 31,024 A $53.38 42,214.09 D
Common Stock 11/19/2024 M 31,884 A $74.56 74,098.09 D
Common Stock 11/19/2024 M 81,036 A $61.9 155,134.09 D
Common Stock 11/19/2024 F 120,231 D $93.38 34,903.09 D
Common Stock 11/20/2024 S 23,713 D $93.09(1) 11,190.09 D
Common Stock 8,793.9 I 401(k) savings plan (11/18/2024)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options (1/2/2019-31,024)(2) $53.38 11/19/2024 M 31,024 (2) 01/01/2029 Common Stock 31,024 $ 0 0 D
Employee Stock Options (1/2/2020-31,884)(2) $74.56 11/19/2024 M 31,884 (2) 01/01/2030 Common Stock 31,884 $ 0 0 D
Employee Stock Options (1/4/2021-81,036)(2) $61.9 11/19/2024 M 81,036 (2) 01/03/2031 Common Stock 81,036 $ 0 0 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MIHALIK TREVOR I
488 8TH AVENUE
SAN DIEGO, CA 92101
Executive VP and Group Pres

Signatures

TREVOR I. MIHALIK BY: James M. Spira, Associate General Counsel of Sempra and Attorney-In-Fact 11/20/2024
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Weighted average of sales prices. Actual prices range from $92.835 to $93.39. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra or any security holder of Sempra.
(2) Each option award was granted on the date and as to the total number of shares indicated parenthetically and became exercisable in three equal annual installments beginning on the first anniversary of the date of grant. For all purposes in this form, the total number of shares subject to each option award and its exercise price reflect the impact of the two-for-one split of Sempra's Common Stock in the form of a 100% stock dividend that was distributed on August 21, 2023 to all shareholders of record at the close of business on August 14, 2023.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.