11/13/2024 | Press release | Distributed by Public on 11/13/2024 13:45
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549
FORM 12b-25 NOTIFICATION OF LATE FILING
SEC File Number 000-22182
(Check One) | ☐ Form 10-K | ☐ Form 20-F | ☐ Form 11-K | ☒ Form 10-Q |
☐ Form 10-D | ☐ Form N-CEN | ☐ Form N-CSR |
For Period Ended: September 30, 2024 | |
☐ Transition Report on Form 10-K | |
☐ Transition Report on Form 20-F | |
☐ Transition Report on Form 11-K | |
☐ Transition Report on Form 10-Q | |
☐ Transition Report on Form N-SAR | |
For the Transition Period Ended: |
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART I - REGISTRANT INFORMATION
Mosaic ImmunoEngineering, Inc.
Full Name of Registrant
Former Name if Applicable
9114 Adams Avenue, #202
Address of Principal Executive Office (Street and Number)
Huntington Beach, CA 92646
City, State, Zip Code
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PART II - RULES 12b-25 (b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
(a) | The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; | |
☒ | (b) | The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and |
(c) | The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART III - NARRATIVE
State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof could not be filed within the prescribed time period.
Mosaic ImmunoEngineering, Inc., a Delaware corporation (the "Company"), was unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q for the quarter ended September 30, 2024 (the "Form 10-Q") by the prescribed deadline of 5:30 p.m. (ET) on November 14, 2024 because additional time, resources and effort are required to complete work related to the Company's financial reporting and close procedures. The Company expects to file its Form 10-Q as soon as possible, but no later than the fifth calendar day following the prescribed due date.
PART IV - OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this notification:
Steven King | 657 | 208-0890 | ||
(Name) | (Area Code) | (Telephone No.) |
(2) Have all other periodic reports required under section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). ☒ Yes ☐ No
(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? ☐ Yes ☒ No
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
Mosaic ImmunoEngineering, Inc. | ||
(Name of Registrant as Specified in Charter) |
has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.
Date: November 13, 2024 | By:/s/ Steven King |
Name: Steven King | |
Title: President and CEO |
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