12/10/2024 | Press release | Distributed by Public on 12/10/2024 16:27
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options(2) | $9.25 | 12/21/2023 | 12/21/2033 | Common Stock, $0.0001 par value per share | 5,000 | 5,000 | D | ||||||||
Stock Options | $5.48 | 06/28/2023 | 06/28/2033 | Common Stock, $0.0001 par value per share | 50,000 | 50,000 | D | ||||||||
Stock Options | $2.64 | 03/14/2023 | 03/14/2033 | Common Stock, $0.0001 par value per share | 12,500 | 12,500 | D | ||||||||
Stock Options | $57.60 | 05/05/2021 | 05/05/2031 | Common Stock, $0.0001 par value per share | 4,167 | 4,167 | D | ||||||||
Stock Options | $108 | 09/25/2015 | 09/25/2025 | Common Stock, $0.0001 par value per share | 41,667 | 41,667 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Szoke Thomas Robert C/O AUTHID INC. 1580 N. LOGAN ST STE 660 UNIT 51767 DENVER, CO 80203 |
X | Chief Technology Officer |
/s/ Thomas Szoke | 12/10/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares held by Mr. Szoke's wife, Ginta Ozola-Szoke. |
(2) | The stock option vesting is monthly over 12 months, subject to continued service to authID Inc. |
(3) | Reflects the weighted average price. The range of prices for such transactions is $6.25 to $6.2618. Open market sales transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. |